DFX Intelligence

T•• W••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

T•• W••• C•••••• A••••••• L••

CRD 154543

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:48aab03d-420b-f4ec-5c9d-b22a952585ba

Data as of Aug 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 8
On other graphs: 1
Observed: Apr 12, 2012 to Aug 29, 2026
70 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

T•• W••• C•••••• A••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.07 fund_share=0.0 institutional_share=0.93 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.9B••• Locked
Discretionary RAUM: $3.7B
Private client RAUM: $275Mderived••• Locked
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $243Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• D••••• U••••••••	n/a	OVERLAND PARK, KS	16	24	2	no
R••• K••• R•••	n/a	OVERLAND PARK, KS	16	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A• U• H••••••• I•••	MEMBER - CLASS A UNITS	D	yes	06/2022	Nov 2, 2022	Sep 19, 2024
A••••• H••••••• S••••	Owner	E	yes	06/2022	Nov 2, 2022	Sep 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• A•••••••• L••	n/a	Bd affiliated wealth	$35B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Elmira	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.9B	$3.2B	19.9%	$2.1B	22.5%	15	14	1	1

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• W•••••	2	Sep 18, 2019	Oct 7, 2019	OVERLAND PARK, KS	Team lift out	Other	14.3%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• C•••••• M••••••••• L••	2	Mar 18, 2015	Jan 30, 2015	OVERLAND PARK, KS	Team lift out	Other	100.0%

Relationships

Affiliated with (2)

→ S•••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← TWO W•••Registered adviserother investment adviser, LP sponsor, control, common control
factForm ADV

Registered with (28)

← B••••• K•••••••Advisorregistration: current employment
Nov 6, 2025 to presentfactForm ADV
← L•••• J•• M•••••

Dated events

Occurred
Mar 22, 2024
Regulatory AUM changed
T•• W••• C•••••• A••••••• L•• reported RAUM $2.8B, up 31% from $2.1B (2024-01-17 to 2024-03-22)
Form ADVobserved 7 days ago
$646M
Occurred
Mar 21, 2023
Advisor departed, no destination yet
Sara Dawn Stiles no longer registered at T•• W••• C•••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Nov 2, 2022
Control person joined
Kennedy David Chene (Elected Manager Of S•••••••• W••••• G••••, Llc) appeared on Schedule A of T•• W••• C•••••• A••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48aab03d-420b-f4ec-5c9d-b22a952585ba
First observed: Apr 12, 2012
Last observed: Aug 29, 2026 24 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (11)

← D•••••• J••••• M••••••OwnerELECTED MANAGER OF S•••••••• W••••• G••••, LLC, ownership code F, individual
Nov 2, 2022 to Sep 19, 2024factForm ADV
← D••••••• J••••• R•OwnerELECTED MANAGER OF S•••••••• W••••• G••••, LLC, ownership code F, individual
Nov 2, 2022 to Sep 19, 2024factForm ADV
← C••••• D••••• K••••••OwnerELECTED MANAGER OF S•••••••• W••••• G••••, LLC, ownership code F, individual
Nov 2, 2022 to Sep 19, 2024factForm ADV
← R•••• R•••• K•••OwnerMEMBER, MANAGER OF R•• V•••••••, LLC (A MEMBER OF TWO W•••), ownership code C, individual
Apr 12, 2012 to Sep 19, 2024factForm ADV
← U••••••••• M••••• D•OwnerMEMBER, MANAGER OF R•• V•••••••, LLC (A MEMBER OF TWO W•••), ownership code C, individual
Apr 12, 2012 to Sep 19, 2024factForm ADV
← C••••••••• J•••• V•••••OwnerMEMBER, MANAGER OF R•• V•••••••, LLC (A MEMBER OF TWO W•••), ownership code C, individual
Jul 14, 2014 to Sep 19, 2024factForm ADV
← G•••••• M••••••OwnerELECTED MANAGER OF S•••••••• W••••• G••••, LLC, ownership code F, individual
Nov 2, 2022 to Sep 19, 2024factForm ADV
← A• U• H••••••• I•••OwnerMEMBER - CLASS A UNITS, ownership code D, domestic entity
Nov 2, 2022 to Sep 19, 2024factForm ADV
← A••••• H••••••• S••••OwnerOWNER, ownership code E, foreign entity
Nov 2, 2022 to Sep 19, 2024factForm ADV
← A••••• U• H••••••• L•••OwnerOWNER, ownership code E, foreign entity
Nov 2, 2022 to Sep 19, 2024factForm ADV
← R•• V••••••• L••OwnerMEMBER, ownership code E, domestic entity
Apr 12, 2012 to Sep 19, 2024factForm ADV