DFX Intelligence

M••• A•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M••• A•••••• F•••

Advisor at F••••• G•••• A••••••• L••

WESTWOOD, NJ

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Search this name across graphsid dfx:ria:3a26e2ba-8f51-bc05-eb4b-b75236a1cc07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• G•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• G•••• A••••••• L••	Independent wealth	Aug 28, 2019	n/a	yes	WESTWOOD, NJ\|WESTWOOD, NJ	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Dec 19, 2017	Jul 24, 2019	no	Edison, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	F••••• G•••• A••••••• L••	Jul 24, 2019	Aug 28, 2019	35	Firm change	Ibd to RIA
M•• S••••••••• I•••	M•• I•••••••• S•••••••• L••	Oct 18, 2017	Dec 19, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:290427:NJ:2019-07-24	Jul 24, 2019	Aug 28, 2019	EDISON, NJ	Firm change

Relationships

Registered with (5)

→ F••••• G•••• A••••••• L••Registered adviserregistration: current employment
Aug 28, 2019 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 19, 2017 to Jul 24, 2019factForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
May 12, 2016 to Oct 18, 2017factForm ADV
→ S•••••••• S•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a26e2ba-8f51-bc05-eb4b-b75236a1cc07
First observed: May 21, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.