DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc Anthony Foti
Feed of 09/14/2026
Also filed as Marc Anthony Foti
At current firm
7 y
since Aug 28, 2019
In the industry
21 y
since Aug 3, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fortis Group Advisors LLC independent RIA currentsince Aug 28, 2019 · Westwood, Nj
- MML Investors Services, LLC BD affiliatedDec 19, 2017 to Jul 24, 2019 · Edison, Nj
- M&T Securities, Inc. unclassifiedMay 12, 2016 to Oct 18, 2017 · Monroe, Nj
- Santander Securities BD affiliatedJun 5, 2014 to May 4, 2016 · Staten Island, Ny
- Pruco Securities, LLC no RAUMMay 21, 2014 to May 29, 2014 · East Brunswick, Nj
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Fortis Group Advisors LLCleft Jul 24, 2019, registered Aug 28, 2019 (35 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M&T Securities, Inc. to MML Investors Services, LLCleft Oct 18, 2017, registered Dec 19, 2017 (62 days) · Other
- Santander Securities to M&T Securities, Inc.left May 4, 2016, registered May 12, 2016 (8 days) · Other
- Pruco Securities, LLC to Santander Securitiesleft May 29, 2014, registered Jun 5, 2014 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address