DFX Intelligence

M••• A•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

M••• A•••••• M•••••••

Advisor at P•• W••••• M•••••••••

San Antonio, TX

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Search this name across graphsid dfx:ria:3a72ddbc-63c2-57e1-8808-f848c6cdc865

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 19, 2021	n/a	yes	San Antonio, TX	Current employment
P•• M•••••• A•••••• S••••••••• I•••	Former SEC adviser	Jul 10, 2014	Aug 17, 2021	no	SAN ANTONIO, TX\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• M•••••• A•••••• S••••••••• I•••	P•• W••••• M•••••••••	Aug 17, 2021	Aug 19, 2021	2	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	P•• M•••••• A•••••• S••••••••• I•••	Feb 25, 2014	Jul 10, 2014

Relationships

Registered with (6)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 19, 2021 to presentfactForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2014 to Aug 17, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2010 to Feb 25, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a72ddbc-63c2-57e1-8808-f848c6cdc865
First observed: Dec 7, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.