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Registered advisor
M••• A•••••• M•••••••
Feed of 09/14/2026
At current firm
5 y
since Aug 19, 2021
In the industry
23 y
since Oct 17, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Aug 19, 2021 · San Antonio, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJul 10, 2014 to Aug 17, 2021 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseOct 29, 2010 to Feb 25, 2014 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 2, 2010 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 6, 2006 to Oct 23, 2009 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseNov 16, 2005 to Aug 10, 2006 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMDec 7, 2004 to Oct 20, 2005 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to P•• M•••••• A•••••• S••••••••• I•••left Feb 25, 2014, registered Jul 10, 2014 (135 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Nov 2, 2010, registered Oct 29, 2010 (-4 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 10, 2006, registered Oct 6, 2006 (57 days) · Other
- U••• I••••••••• S••••••• C•••••• to W•••• F•••• A•••••••left Oct 20, 2005, registered Nov 16, 2005 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address