DFX Intelligence

D••••• A•••••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

D••••• A•••••••• L•••••••

Advisor at A• W••••• M••••••••• L••

Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:3a7ddb64-11e2-c842-78a8-3501e063d75b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• W••••• M••••••••• L••	Bd affiliated wealth	Mar 30, 2026	n/a	yes	Fort Lauderdale, FL	Current employment
A••••• C•••••• L••	Independent wealth	Aug 21, 2020	Feb 20, 2026	no	FORT LAUDERDALE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• C•••••• L••	A• W••••• M••••••••• L••	Feb 20, 2026	Mar 30, 2026	38	Firm change	RIA to ibd
F••••••••• I••••••••• A••••••• L••	A••••• C•••••• L••	Jun 30, 2020	Aug 21, 2020

Relationships

Registered with (6)

→ A• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ A••••• C•••••• L••Registered adviserregistration: previous registration
Aug 21, 2020 to Feb 20, 2026factForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 5, 2016 to Jun 30, 2020factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
D••••• A•••••••• L••••••• left A••••• C•••••• L•• for A• W••••• M••••••••• L•• (registered 2026-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a7ddb64-11e2-c842-78a8-3501e063d75b
First observed: Jul 13, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.