RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••••••• L•••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince Mar 30, 2026 · Fort Lauderdale, Fl
- A••••• C•••••• L•• independent RIAAug 21, 2020 to Feb 20, 2026 · Fort Lauderdale, Fl
- F••••••••• I••••••••• A••••••• L•• independent RIAJan 5, 2016 to Jun 30, 2020 · Coral Gables, Fl
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 2, 2014 to Sep 29, 2015 · Coral Springs, Fl
- P••••••••• S••••••••• C••••••••• independent RIAApr 30, 2008 to Aug 3, 2012 · Deerfield Beach, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 13, 2004 to Sep 25, 2006 · Boca Raton, Fl
- A••••• C•••••• L•• to A• W••••• M••••••••• L••left Feb 20, 2026, registered Mar 30, 2026 (38 days) · RIA to affiliated broker-dealer or bank
- F••••••••• I••••••••• A••••••• L•• to A••••• C•••••• L••left Jun 30, 2020, registered Aug 21, 2020 (52 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to F••••••••• I••••••••• A••••••• L••left Sep 29, 2015, registered Jan 5, 2016 (98 days) · Other
- P••••••••• S••••••••• C••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Aug 3, 2012, registered Jan 2, 2014 (517 days) · Other
- V•••• F•••••••• A•••••••• I••• to P••••••••• S••••••••• C•••••••••left Sep 25, 2006, registered Apr 30, 2008 (583 days) · Other
- D••••• A•••••••• L••••••• left A••••• C•••••• L•• for A• W••••• M••••••••• L•• (registered 2026-03-30)Feb 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address