DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Joseph Basil Kotler
Feed of 09/15/2026
At current firm
11 y
since Sep 23, 2014
In the industry
23 y
since Apr 22, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Sep 23, 2014 · Baltimore, Md
- Financial Telesis, Inc. formerFeb 24, 2014 to Dec 3, 2014 · San Rafael, Ca
- Hillman Capital Management Inc mixed wealthMar 23, 2007 to May 31, 2012 · Bethesda, Md
- Bb&T Investment Services, Inc. formerJun 13, 2006 to Feb 23, 2007 · Charlotte, Nc
- Morgan Stanley Dw Inc. unclassifiedMay 2, 2003 to Jun 6, 2006 · Ellicott Cty, Md
- Ameriprise Financial Services, LLC national BDApr 24, 2003 to Jun 23, 2003 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Global Retirement Partners LLCleft Dec 3, 2014, registered Sep 23, 2014 (-71 days) · Other
- Hillman Capital Management Inc to Financial Telesis, Inc.left May 31, 2012, registered Feb 24, 2014 (634 days) · Other
- Bb&T Investment Services, Inc. to Hillman Capital Management Incleft Feb 23, 2007, registered Mar 23, 2007 (28 days) · Other
- Morgan Stanley Dw Inc. to Bb&T Investment Services, Inc.left Jun 6, 2006, registered Jun 13, 2006 (7 days) · Other
- Ameriprise Financial Services, LLC to Morgan Stanley Dw Inc.left Jun 23, 2003, registered May 2, 2003 (-52 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address