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J••••• D•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• D•••••• H•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:3afa968e-4215-3440-4b5e-5339bc8ac2ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 12, 2020	n/a	yes	PHILADELPHIA, PA	Current employment
W••••• E••••••••• • P•••••••••	Former SEC adviser	Jun 5, 2020	Oct 26, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• E••••••••• • P•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 26, 2020	Nov 12, 2020	17	Firm change	RIA to wirehouse
S•••••••• C••••••	W••••• E••••••••• • P•••••••••	Jun 1, 2020

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ W••••• E••••••••• • P•••••••••Registered adviserregistration: previous registration
Jun 5, 2020 to Oct 26, 2020factForm ADV
→ S•••••••• C••••••Registered adviserregistration: previous registration
May 7, 2020 to Jun 1, 2020factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3afa968e-4215-3440-4b5e-5339bc8ac2ae
First observed: Apr 25, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.