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Advisor at N••••••• T•••• S••••••••• I••
NEW YORK, NY | Haworth, NJ | STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••• T•••• S••••••••• I•• | Bd affiliated wealth | Jul 7, 2026 | n/a | yes | STAMFORD, CT|NEW YORK, NY|Haworth, NJ | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Jul 10, 2026 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | N••••••• T•••• S••••••••• I•• | Jul 10, 2026 | Jul 7, 2026 | -3 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 |
| Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | May 16, 2023 | Mar 31, 2025 | no | NANUET, NY | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Feb 14, 2020 | Mar 16, 2023 | no | WORCESTER, NY|UNADILLA, NY|CHENANGO BRIDGE, NY|ALBANY, NY|YONKERS, NY|Yonkers, NY|SOUTH BURLINGTON, VT|NEW ROCHELLE, NY|NEW ROCHELLE, NY|MIDDLEBURY, VT|ESSEX JUNCTION, VT|BRONXVILLE, NY|RYE, NY|YONKERS, NY|WHITE PLAINS, NY|WHITE PLAINS, NY|UNADILLA, NY|CHENANGO BRIDGE, NY|WORCESTER, NY | Previous registration |
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Dec 26, 2017 | Mar 26, 2019 | no | SOUTHFIELD, MI|WARREN, MI|FLINT, MI|Fort Gratiot, MI|HOLLY, MI|Westland, MI|BAY CITY, MI|LINWOOD, MI|YPSILANTI, MI|MIDLAND, MI|SAGINAW, MI|Flint, MI|FLINT, MI|Richmond, MI|Rochester Hills, MI|ROCHESTER HILLS, MI|SOUTHFIELD, MI|SOUTHFIELD, MI|ST. CLAIR SHORES, MI|Alma, MI|CLINTON TOWNSHIP, MI|CLIO, MI|BIRMINGHAM, MI|AUBURN HILLS, MI|BLOOMFIELD HILLS, MI|CHESTERFIELD, MI|WALLED LAKE, MI|LAPEER, MI|ROCHESTER, MI|FRANKENMUTH, MI|GRAND BLANC, MI|Taylor, MI|WARREN, MI|BURTON, MI|CANTON, MI|CANTON, MI|Canton, MI|SAGINAW, MI|DETROIT, MI|Detroit, MI|DETROIT, MI|FERNDALE, MI|LINDEN, MI|WARREN, MI|WASHINGTON, MI|SOUTHFIELD, MI|COLUMBUS, OH|Allen Park, MI|FLAT ROCK, MI|LINCOLN PARK, MI|LIVONIA, MI|Macomb, MI|MARYSVILLE, MI|CLINTON TOWNSHIP, MI|WASHINGTON, MI|WATERFORD, MI|Warren, MI|Algonac, MI|MOUNT CLEMENS, MI|ROYAL OAK, MI|Saginaw, MI|Southgate, MI|STERLING HEIGHTS, MI|FARMINGTON HILLS, MI|LENOX, MI|NOVI, MI|SHELBY TOWNSHIP, MI|TAYLOR, MI|WATERFORD, MI|Woodhaven, MI|REDFORD TOWNSHIP, MI|Otisville, MI|FORT GRATIOT, MI|SOUTHGATE, MI|SAGINAW, MI|SALINE, MI|Ann Arbor, MI|CLINTON TOWNSHIP, MI|DEARBORN, MI|FLINT, MI|SAGINAW, MI|BRIGHTON, MI|WARREN, MI|WASHINGTON, MI|WEST BLOOMFIELD, MI|MACOMB, MI|MADISON HEIGHTS, MI|ROYAL OAK, MI|ROYAL OAK, MI|OWOSSO, MI|Oxford, MI|PINCKNEY, MI|SAGINAW, MI|FLUSHING, MI|MACOMB TOWNSHIP, MI|MT. MORRIS, MI|PONTIAC, MI|STERLING HTS., MI|STERLING HTS., MI|YPSILANTI, MI|FLINT, MI|Midland, MI|Northville, MI|STERLING HEIGHTS, MI|CLARKSTON, MI|CLINTON TOWNSHIP, MI|SAGINAW, MI|BAY CITY, MI|BAY CITY, MI|BIRCH RUN, MI|BROOKLYN, MI|COMMERCE TOWNSHIP, MI|Burton, MI|CLINTON TWP, MI|DAVISON, MI|DEARBORN, MI|Detroit, MI|ANN ARBOR, MI|STANDISH, MI|Plymouth, MI|Roseville, MI|HARTLAND, MI|WARREN, MI|Wixom, MI|ANN ARBOR, MI|East China, MI|VASSAR, MI|WARREN, MI|Hudsonville, MI|YPSILANTI, MI|CORUNNA, MI|FENTON, MI|BLOOMFIELD TOWNSHIP, MI|BRIDGEPORT, MI|Burton, MI|NORTHVILLE TOWNSHIP, MI|NOVI, MI|TROY, MI|UTICA, MI|White Lake, MI|BIRMINGHAM, MI|DEARBORN HEIGHTS, MI|DETROIT, MI|YPSILANTI, MI|ROYAL OAK, MI|SHELBY TOWNSHIP, MI|SHELBY TWP., MI|SOUTH LYON, MI|Fenton, MI|FLINT, MI|Howell, MI|LAKE ORION, MI|HAMTRAMCK, MI|HARRISON TOWNSHIP, MI|HOWELL, MI|HOWELL, MI|LIVONIA, MI|SAGINAW, MI|SWARTZ CREEK, MI|Ann Arbor, MI|BIRMINGHAM, MI|Flint, MI|FLINT, MI|FLINT, MI|GROSSE POINTE WOODS, MI|NORTHVILLE, MI|Novi, MI | Previous registration |
| E•••••• F•••••••• S•••••••• L•• | Former SEC adviser | May 13, 2015 | Feb 16, 2017 | no | PARAMUS, NJ|FAIRFAX, VA|PARAMUS, NJ | Previous registration |
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jan 22, 2015 | Apr 28, 2015 | no | NUTLEY, NJ|RAMSEY, NJ | Previous registration |
| C••••••• S••••••••• | Former SEC adviser | Aug 20, 2004 | Aug 2, 2013 | no | BIRMINGHAM, MI|DETROIT, MI|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 31, 2001 | Jul 31, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C••••••• S••••••••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Mar 16, 2023 | May 16, 2023 | 61 | Firm change | Ibd to ibd |
| H••••••••• F•••••••• A••••••• | C••••••• S••••••••• I••• | Mar 26, 2019 | Feb 14, 2020 | 325 | Firm change | Ibd to ibd |
| E•••••• F•••••••• S•••••••• L•• | H••••••••• F•••••••• A••••••• | Feb 16, 2017 | Dec 26, 2017 | 313 | Firm change | Other |
| A••••••• F•••••••• A•••••••• L•• | E•••••• F•••••••• S•••••••• L•• | Apr 28, 2015 | May 13, 2015 | 15 | Firm change | Other |
| C••••••• S••••••••• | A••••••• F•••••••• A•••••••• L•• | Aug 2, 2013 | Jan 22, 2015 | 538 | Firm change after gap | Other |
| W•••• F•••• I••••••••• L•• | C••••••• S••••••••• | Jul 31, 2003 | Aug 20, 2004 | 386 | Firm change | Other |