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D••• A•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

D••• A•••• G•••••••••

Advisor at F••••••

Wheeling, WV | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6c0a1158-1a1d-f5f8-7d1c-8591aacec4e2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Oct 23, 2025	n/a	yes	Wheeling, WV\|SAN FRANCISCO, CA	Current employment
M••••••• C••••• W••••• S•••••••• I•••	Independent wealth	Apr 28, 2015	Nov 21, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C••••• W••••• S•••••••• I•••	F••••••	Nov 21, 2025	Oct 23, 2025	-29	Firm change	RIA to RIA
E••••• J••••	M••••••• C••••• W••••• S•••••••• I•••	Apr 14, 2015

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
135184:302050:WV:2025-11-21	Nov 21, 2025	Oct 23, 2025	WHEELING, WV	Firm change

Relationships

Registered with (7)

→ F••••••Registered adviserregistration: current employment
Oct 23, 2025 to presentfactForm ADV
→ M••••••• C••••• W••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 28, 2015 to Nov 21, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 13, 2014 to Apr 14, 2015factForm ADV
→ F•••••••• I••••••••• C•••••••••

Dated events

Occurred
Nov 21, 2025
Advisor changed firm
D••• A•••• G••••••••• left M••••••• C••••• W••••• S•••••••• I••• for Farther (registered 2025-10-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c0a1158-1a1d-f5f8-7d1c-8591aacec4e2
First observed: Jun 13, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.