DFX Intelligence

F•••• R•• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

F•••• R•• N•••••••••

Advisor at M••••••• C••••• W••••• S•••••••• I•••

WEXFORD, PA | WHEELING, WV

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Search this name across graphsid dfx:ria:84ba9089-6fc8-7119-3bb6-8f02c5d14e96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• C••••• W••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• C••••• W••••• S•••••••• I•••	Independent wealth	Feb 4, 2020	n/a	yes	WEXFORD, PA\|WHEELING, WV	Current employment
T• A••••••••• I•••	Former SEC adviser	Feb 27, 2018	Oct 15, 2019	no	WEXFORD, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	M••••••• C••••• W••••• S•••••••• I•••	Oct 15, 2019	Feb 4, 2020	112	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Oct 15, 2019	Feb 27, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
111514:7870:PA:2019-10-15	Oct 15, 2019	Feb 27, 2018	WEXFORD, PA	Firm change after gap

Relationships

Registered with (4)

→ M••••••• C••••• W••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 4, 2020 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2018 to Oct 15, 2019factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 15, 2019factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84ba9089-6fc8-7119-3bb6-8f02c5d14e96
First observed: Jul 11, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.