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Advisor at TRANSCE3ND LLC
BUDA, TX | CUMMING, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | Nov 1, 2022 | n/a | yes | CUMMING, GA|BUDA, TX | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 2, 2022 | Feb 2, 2023 | no | Cumming, GA|TOPEKA, KS | Previous registration |
| TRANSCE3ND LLC | Independent wealth | Jul 1, 2022 | Jul 15, 2022 | no | BUDA, TX | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Oct 12, 2005 | Aug 1, 2022 | no | PONTE VEDRA BEACH, FL|ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | TRANSCE3ND LLC | Feb 2, 2023 | Nov 1, 2022 | -93 | Firm change after gap | Ibd to RIA |
| KALOS MANAGEMENT | TRANSCE3ND LLC | Aug 1, 2022 | Jul 1, 2022 | -31 | Firm change after gap | Ibd to RIA |
| TRANSCE3ND LLC | AE WEALTH MANAGEMENT, LLC | Jul 15, 2022 | Aug 2, 2022 | 18 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 317745:282580:TX:2022-07-13 | Jul 15, 2022 | Aug 2, 2022 | BUDA, TX | Firm change |