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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ZEESHAN HASAN

Advisor at J.P. MORGAN SECURITIES LLC

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:3c16082d-ac08-4488-8568-9633241ea983

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 30, 2004
First registration: Sep 8, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4805075

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 12, 2017	n/a	yes	LOS ANGELES, CA	Current employment
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 27, 2017	Dec 12, 2017	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 17, 2014	Jun 21, 2016	no	BEVERLY HILLS, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 17, 2014	Jun 21, 2016	no	Beverly Hills, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 6, 2012	Jul 2, 2014	no	LOS ANGELES, CA\|NEW YORK, NY\|LOS ANGELES, CA\|HOLLYWOOD, CA\|WEST HOLLYWOOD, CA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 23, 2009	Feb 28, 2012	no	ARLINGTON, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 8, 2004	Oct 19, 2009	no	RIVERSIDE, CA\|CORONA, CA\|CORONA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCOTTRADE INVESTMENT MANAGEMENT	J.P. MORGAN SECURITIES LLC	Dec 12, 2017	Dec 12, 2017	0	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Jun 21, 2016	Jan 27, 2017	220	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 21, 2016	Jul 17, 2014	-705	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Jul 2, 2014	Jul 17, 2014	15	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 28, 2012	Mar 6, 2012	7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 19, 2009	Dec 23, 2009	65	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:79:MO:2017-12-05	Dec 12, 2017	Dec 12, 2017	SAINT LOUIS, MO	Firm change
7870:111514:CA:2016-06-21	Jun 21, 2016	Jul 17, 2014	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 12, 2017 to presentfactForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 27, 2017 to Dec 12, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 17, 2014 to Jun 21, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 17, 2014 to Jun 21, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 6, 2012 to Jul 2, 2014factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2009 to Feb 28, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 8, 2004 to Oct 19, 2009factForm ADV

Dated events

No dated event names this entity yet.