DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hutchinson Financial, Inc.

Former SEC-registered adviserLittle Rock, ArkansasCRD 111913SEC 801-33181IAPD
Latest filing Mar 26, 2015
First filing on the tape Feb 28, 2012 · 11 filings
RAUM
$175M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$175M as of Mar 26, 2015
Feb 28, 2012$126M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 26, 2015
Feb 28, 20120 then
Employees (5.A)7 as of Mar 26, 2015
Feb 28, 20138 then
Private funds: no history
RAUM +4.4% over the last fiscal year+12% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 26, 2015; every figure names its basis
RAUM per advisor
$43.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$317,403derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+4.4%derivedbetween the last two annual amendments
Advisor growth, one year
-20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
552reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Ruth Donna Hutchinson · Secretary And Director
      since 08/2007 · owns less than 5%
    • M Rose Stone · Chief Compliance Officer/Director
      since 01/2005 · owns less than 5%
    Entity owners
    • Eric Hutchinson · Chairman & President
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Eric Hutchinson
      investment adviserLP sponsorreal estatey
    • Matthew E. Speck
      investment advisern
    • Robert Thomas (Cruncher) Gant
      investment adviserreal estaten
    • Timothy M. Long
      investment adviserLP sponsorreal estaten
    Offices
    Schedule D 1.F, the 25 largest
    • Bentonville, AR
    • Texarkana, TX
    What changed
    consecutive filings, newest first
    • Accounts · 560 to 552
      Sep 16, 2014 to Mar 26, 2015
    • Advisory employees · 5 to 4
      Sep 16, 2014 to Mar 26, 2015
    • Employees · 8 to 7
      Sep 16, 2014 to Mar 26, 2015
    • State-registered IARs · 5 to 4
      Sep 16, 2014 to Mar 26, 2015
    • Discretionary RAUM · $168M to $175M
      Sep 16, 2014 to Mar 26, 2015
    • RAUM · $168M to $175M
      Sep 16, 2014 to Mar 26, 2015
    • Accounts · 531 to 560
      Apr 9, 2013 to Feb 20, 2014
    • Discretionary RAUM · $145M to $168M
      Apr 9, 2013 to Feb 20, 2014
    • RAUM · $145M to $168M
      Apr 9, 2013 to Feb 20, 2014
    • Accounts · 484 to 531
      Jun 12, 2012 to Feb 28, 2013
    • Advisory employees · unset to 5.0
      Jun 12, 2012 to Feb 28, 2013
    • Advisory activities · 5 to 6
      Jun 12, 2012 to Feb 28, 2013
    • Employees · unset to 8.0
      Jun 12, 2012 to Feb 28, 2013
    • Financial planning clients · 101-250 to 251-500
      Jun 12, 2012 to Feb 28, 2013
    • State-registered IARs · 0 to 5
      Jun 12, 2012 to Feb 28, 2013
    • Discretionary RAUM · $133M to $145M
      Jun 12, 2012 to Feb 28, 2013
    • RAUM · $133M to $145M
      Jun 12, 2012 to Feb 28, 2013
    • Accounts · 224 to 484
      May 3, 2012 to May 16, 2012
    • Discretionary RAUM · $126M to $133M
      May 3, 2012 to May 16, 2012
    • RAUM · $126M to $133M
      May 3, 2012 to May 16, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026