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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

MICHAEL ANTHONY COGLIANO

Advisor at MML INVESTORS SERVICES, LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:3c7168ae-83d9-3bcc-f312-e774668dbe1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 13, 1994
First registration: Feb 13, 2006
Dual registered: yes, broker-dealer
Other names: Mike A Cogliano
IAPD individual key: 2505017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 13, 2022	n/a	yes	DALLAS, TX	Current employment
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Institutional manager	Feb 15, 2019	Apr 26, 2022	no	DALLAS, TX	Previous registration
FSW ADVISORY SERVICES INC.	Former SEC adviser	Feb 14, 2019	Jul 24, 2019	no	DALLAS, TX	Previous registration
MOMENTUM INDEPENDENT NETWORK INC.	Bd affiliated wealth	Feb 1, 2007	Apr 26, 2022	no	DALLAS, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Feb 13, 2006	Apr 26, 2022	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|Dallas, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES ASSET MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	Apr 26, 2022	Jun 13, 2022	48	Firm change	Other
MOMENTUM INDEPENDENT NETWORK INC.	FSW ADVISORY SERVICES INC.	Apr 26, 2022	Feb 14, 2019	-1,167	Firm change after gap	Other
HILLTOP SECURITIES INC.	MOMENTUM INDEPENDENT NETWORK INC.	Apr 26, 2022	Feb 1, 2007	-5,563	Firm change after gap	Other
FSW ADVISORY SERVICES INC.	HILLTOP SECURITIES ASSET MANAGEMENT, LLC	Jul 24, 2019	Feb 15, 2019	-159	Channel change	Other

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Jun 13, 2022 to presentfactForm ADV
→ HILLTOP SECURITIES ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 15, 2019 to Apr 26, 2022factForm ADV
→ MOMENTUM INDEPENDENT NETWORK INC.Registered adviserregistration: previous registration
Feb 1, 2007 to Apr 26, 2022factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Feb 13, 2006 to Apr 26, 2022factForm ADV
→ FSW ADVISORY SERVICES INC.Registered adviserregistration: previous registration
Feb 14, 2019 to Jul 24, 2019factForm ADV

Dated events

Occurred
Apr 26, 2022
Advisor changed firm
Michael Anthony Cogliano left Hilltop Securities Asset Management, Llc for Mml Investors Services, Llc (registered 2022-06-13)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2022
Advisor changed firm
Michael Anthony Cogliano left Momentum Independent Network Inc. for Fsw Advisory Services Inc. (registered 2019-02-14)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2022
Advisor changed firm
Michael Anthony Cogliano left Hilltop Securities Inc. for Momentum Independent Network Inc. (registered 2007-02-01)
Form ADVobserved 4 days ago