DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Anthony Cogliano

MML Investors Services, LLCBD affiliatedDallas, Txdual registrantIAPD 2505017

Feed of 09/14/2026

Also filed as Mike A Cogliano

At current firm

4 y

since Jun 13, 2022

In the industry

32 y

since Sep 13, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Jun 13, 2022 · Dallas, Tx
Hilltop Securities Asset Management, LLC institutional
Feb 15, 2019 to Apr 26, 2022 · Dallas, Tx
Fsw Advisory Services Inc. former
Feb 14, 2019 to Jul 24, 2019 · Dallas, Tx
Momentum Independent Network Inc. BD affiliated
Feb 1, 2007 to Apr 26, 2022 · Dallas, Tx
Hilltop Securities Inc. BD affiliated
Feb 13, 2006 to Apr 26, 2022 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

Hilltop Securities Asset Management, LLC to MML Investors Services, LLC
left Apr 26, 2022, registered Jun 13, 2022 (48 days) · Other
Momentum Independent Network Inc. to Fsw Advisory Services Inc.
left Apr 26, 2022, registered Feb 14, 2019 (-1167 days) · Other
Hilltop Securities Inc. to Momentum Independent Network Inc.
left Apr 26, 2022, registered Feb 1, 2007 (-5563 days) · Other
Fsw Advisory Services Inc. to Hilltop Securities Asset Management, LLC
left Jul 24, 2019, registered Feb 15, 2019 (-159 days) · channel change inside one enterprise, not a move

Signals

Michael Anthony Cogliano left Hilltop Securities Asset Management, Llc for Mml Investors Services, Llc (registered 2022-06-13)
Apr 26, 2022 · Advisor changed firm · fact
Michael Anthony Cogliano left Momentum Independent Network Inc. for Fsw Advisory Services Inc. (registered 2019-02-14)
Apr 26, 2022 · Advisor changed firm · fact
Michael Anthony Cogliano left Hilltop Securities Inc. for Momentum Independent Network Inc. (registered 2007-02-01)
Apr 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address