DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•• W••••• A•••••••• L•••
FALLS CHURCH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•• W••••• A•••••••• L••• | Independent wealth | Oct 22, 2014 | n/a | yes | FALLS CHURCH, VA | Current employment |
| G••••••• W••••• S•••••••• L•• | Independent wealth | Sep 17, 2009 | Apr 28, 2014 | no | VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••• W••••• S•••••••• L•• | C•• W••••• A•••••••• L••• | Apr 28, 2014 | Oct 22, 2014 | 177 | Firm change | Other |
| O•••• W•••••• I••• | G••••••• W••••• S•••••••• L•• | Sep 4, 2009 | Sep 17, 2009 |
| O•••• W•••••• I••• | Bd affiliated wealth | Aug 28, 2009 | Sep 4, 2009 | no | MCLEAN, VA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 30, 2009 | Jun 18, 2009 | no | BETHESDA, MD|BETHESDA, MD | Previous registration |
| 13 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• W•••••• I••• | Jun 18, 2009 | Aug 28, 2009 | 71 | Firm change | Other |