RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••• N•••
- C•• W••••• A•••••••• L••• independent RIA currentsince Oct 22, 2014 · Falls Church, Va
- G••••••• W••••• S•••••••• L•• independent RIASep 17, 2009 to Apr 28, 2014 · Vienna, Va
- O•••• W•••••• I••• BD affiliatedAug 28, 2009 to Sep 4, 2009 · Mclean, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMar 30, 2009 to Jun 18, 2009 · Bethesda, Md
- G••••••• W••••• S•••••••• L•• to C•• W••••• A•••••••• L•••left Apr 28, 2014, registered Oct 22, 2014 (177 days) · Other
- O•••• W•••••• I••• to G••••••• W••••• S•••••••• L••left Sep 4, 2009, registered Sep 17, 2009 (13 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Jun 18, 2009, registered Aug 28, 2009 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address