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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

DAVID MICHAEL BUDD

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Salem, OR | Happy Valley, OR

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Search this name across graphsid dfx:ria:3d1c0696-3733-f86d-b0de-5cdb311c55e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 30, 2006
First registration: Dec 20, 2006
Dual registered: yes, broker-dealer
Other names: DAVID M BUDD|DAVID BUDD
IAPD individual key: 5209784

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 15, 2024	n/a	yes	Salem, OR\|Happy Valley, OR	Current employment
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Former SEC adviser	Aug 10, 2017	Mar 7, 2023	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jun 19, 2012	Aug 11, 2017	no	PORTLAND, OR	Previous registration
IMS CAPITAL MANAGEMENT	Former SEC adviser	May 12, 2011	Jun 19, 2012	no	CLACKAMAS, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	May 10, 2011	no	PORTLAND, OR	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 20, 2006	Jan 3, 2011	no	NEWBERG, OR\|PORTLAND, OR\|NEWBERG, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 7, 2023	May 15, 2024	435	Firm change after gap	RIA to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC	Aug 11, 2017	Aug 10, 2017	-1	Firm change	Other
IMS CAPITAL MANAGEMENT	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jun 19, 2012	Jun 19, 2012	0	Firm change	Other
WELLS FARGO ADVISORS	IMS CAPITAL MANAGEMENT	May 10, 2011	May 12, 2011	2	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (6)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
Aug 10, 2017 to Mar 7, 2023factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jun 19, 2012 to Aug 11, 2017factForm ADV
→ IMS CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 12, 2011 to Jun 19, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to May 10, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 20, 2006 to Jan 3, 2011factForm ADV

Dated events

Occurred
Mar 7, 2023
Advisor changed firm
David Michael Budd left Steward Partners Investment Solutions, Llc for Ameriprise Financial Services, Llc (registered 2024-05-15)
Form ADVobserved 6 days ago