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RIA / WealthAdvisorCertified Financial Planner19 years in industry

JENNIFER E LEONG

Advisor at SAX WEALTH ADVISORS, LLC

PARSIPPANY, NJ | New Jersey, NJ

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Search this name across graphsid dfx:ria:3d724f8a-8521-4b8d-3133-8a5991a62749

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAX WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 19, 2007
First registration: Aug 21, 2007
Dual registered: no
Other names: JENNIFER LEONG
IAPD individual key: 5152382

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAX WEALTH ADVISORS, LLC	Independent wealth	Mar 26, 2024	n/a	yes	New Jersey, NJ\|PARSIPPANY, NJ	Current employment
Bakeravenue	Independent wealth	Dec 23, 2020	Apr 8, 2024	no	NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2018	Dec 7, 2020	no	WOODSTOCK, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 19, 2008	Mar 29, 2018	no	SAN DIEGO, CA\|SCHAUMBURG, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 21, 2007	Jan 24, 2008	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Bakeravenue	SAX WEALTH ADVISORS, LLC	Apr 8, 2024	Mar 26, 2024	-13	Firm change	RIA to RIA
WELLS FARGO ADVISORS	Bakeravenue	Dec 7, 2020	Dec 23, 2020	16	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Mar 29, 2018	Mar 28, 2018	-1	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 24, 2008	Feb 19, 2008	26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132657:119193:NY:2024-03-29	Apr 8, 2024	Mar 26, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ SAX WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ BAKERAVENUERegistered adviserregistration: previous registration
Dec 23, 2020 to Apr 8, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 28, 2018 to Dec 7, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 19, 2008 to Mar 29, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 21, 2007 to Jan 24, 2008factForm ADV

Dated events

Occurred
Apr 8, 2024
Advisor changed firm
Jennifer E Leong left Bakeravenue for Sax Wealth Advisors, Llc (registered 2024-03-26)
Form ADVobserved 5 days ago