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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

CHARLES ELMER SORENSEN

Advisor at DIVERSIFY ADVISORY SERVICES, LLC

LOGAN, UT | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:3dbe73e4-cf64-373e-2ee6-5b81d43afeb1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 23, 1999
First registration: Mar 11, 2005
Dual registered: yes, broker-dealer
Other names: CHUCK E SORENSON|Chuck E Sorensen
IAPD individual key: 3255618

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 15, 2023	n/a	yes	SOUTH JORDAN, UT\|LOGAN, UT	Current employment
DFPG INVESTMENTS, LLC	Former SEC adviser	Feb 22, 2021	Feb 9, 2024	no	SOUTH JORDAN, UT\|SANDY, UT\|LOGAN, UT\|Logan, UT\|Logan, UT	Previous registration
ARS INVESTMENT ADVISORS, INC.	Former SEC adviser	Jun 15, 2018	Feb 18, 2021	no	North Logan, UT	Previous registration
ALLEGIS INVESTMENT ADVISORS, LLC	Former SEC adviser	May 4, 2012	Jun 20, 2018	no	LOGAN, UT\|IDAHO FALLS, ID	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 29, 2010	May 7, 2012	no	Bellevue, WA\|LOGAN, UT\|NORTH LOGAN, UT	Previous registration
INSPHERE SECURITIES, INC.	n/a	Oct 3, 2007	Jul 30, 2010	no	NORTH LOGAN, UT\|SALT LAKE CITY, UT	Previous registration
ALLEGIS ADVISORS, INC.	n/a	Jun 14, 2006	Oct 3, 2007	no	SALT LAKE CITY, UT	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Mar 11, 2005	Jun 5, 2006	no	LOGAN, UT\|LOGAN, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DFPG INVESTMENTS, LLC	DIVERSIFY ADVISORY SERVICES, LLC	Feb 9, 2024	Sep 15, 2023	-147	Firm change after gap	RIA to ibd
ARS INVESTMENT ADVISORS, INC.	DFPG INVESTMENTS, LLC	Feb 18, 2021	Feb 22, 2021	4	Firm change	RIA to ibd
ALLEGIS INVESTMENT ADVISORS, LLC	ARS INVESTMENT ADVISORS, INC.	Jun 20, 2018	Jun 15, 2018	-5	Firm change	RIA to new firm
SIGNATOR FINANCIAL SERVICES, INC.	ALLEGIS INVESTMENT ADVISORS, LLC	May 7, 2012	May 4, 2012	-3	Firm change	Other
INSPHERE SECURITIES, INC.	SIGNATOR FINANCIAL SERVICES, INC.	Jul 30, 2010	Jul 29, 2010	-1	Firm change	Other
ALLEGIS ADVISORS, INC.	INSPHERE SECURITIES, INC.	Oct 3, 2007	Oct 3, 2007	0	Firm change	Other
ESI FINANCIAL ADVISORS	ALLEGIS ADVISORS, INC.	Jun 5, 2006	Jun 14, 2006	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155576:326060:UT:2024-02-08	Feb 9, 2024	Sep 15, 2023	LOGAN, UT	Firm change after gap
293750:155576:UT:2021-02-18	Feb 18, 2021	Feb 22, 2021	NORTH LOGAN, UT	Firm change
157314:293750:ID:2018-06-14	Jun 20, 2018	Jun 15, 2018	IDAHO FALLS, ID	Firm change

Relationships

Registered with (8)

→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 15, 2023 to presentfactForm ADV
→ DFPG INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 22, 2021 to Feb 9, 2024factForm ADV
→ ARS INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Jun 15, 2018 to Feb 18, 2021factForm ADV
→ ALLEGIS INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 4, 2012 to Jun 20, 2018factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 29, 2010 to May 7, 2012factForm ADV
→ INSPHERE SECURITIES, INC.Registered adviserregistration: previous registration
Oct 3, 2007 to Jul 30, 2010factForm ADV
→ ALLEGIS ADVISORS, INC.Registered adviserregistration: previous registration
Jun 14, 2006 to Oct 3, 2007factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 11, 2005 to Jun 5, 2006factForm ADV

Dated events

Occurred
Feb 9, 2024
Advisor changed firm
Charles Elmer Sorensen left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-09-15)
Form ADVobserved 4 days ago