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RIA / WealthAdvisor40 years in industry

SCOTT PERRY CARTER

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

HAMDEN, ME | WHEATON, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 17, 1985
First registration: Jun 21, 2002
Dual registered: no
IAPD individual key: 1440879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Oct 7, 2009	n/a	yes	HAMDEN, ME\|WHEATON, IL	Current employment
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Jun 11, 2008	Oct 28, 2008	no	HAMPDEN, ME	Previous registration
WORKMAN SECURITIES CORPORATION	n/a	Dec 5, 2006	Oct 12, 2009	no	HAMPDEN, ME\|EDEN PRAIRIE, MN\|HAMPDEN, ME	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 11, 2005	Jan 13, 2006	no	HAMPDEN, ME	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Jun 21, 2002	Dec 31, 2004	no	HAMPDEN, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WORKMAN SECURITIES CORPORATION	AMERICAN INVESTMENT SERVICES	Oct 12, 2009	Jun 11, 2008	-488	Firm change after gap	Other
AMERICAN INVESTMENT SERVICES	BROOKSTONE CAPITAL MANAGEMENT LLC	Oct 28, 2008	Oct 7, 2009	344	Firm change	Other
INVESTORS CAPITAL ADVISORY	WORKMAN SECURITIES CORPORATION	Jan 13, 2006	Dec 5, 2006	326	Firm change	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 11, 2005	11	Bulk transfer	Other

Relationships

Registered with (5)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 7, 2009 to presentfactForm ADV
→ WORKMAN SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 5, 2006 to Oct 12, 2009factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 11, 2008 to Oct 28, 2008factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 11, 2005 to Jan 13, 2006factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Jun 21, 2002 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.