DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Perry Carter
Feed of 09/14/2026
At current firm
16 y
since Oct 7, 2009
In the industry
40 y
since Dec 17, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Capital Management LLC independent RIA currentsince Oct 7, 2009 · Hamden, Me
- American Investment Services formerJun 11, 2008 to Oct 28, 2008 · Hampden, Me
- Workman Securities Corporation unclassifiedDec 5, 2006 to Oct 12, 2009 · Hampden, Me
- Investors Capital Advisory formerJan 11, 2005 to Jan 13, 2006 · Hampden, Me
- Eastern Point Advisors Inc. unclassifiedJun 21, 2002 to Dec 31, 2004 · Hampden, Me
Moves
a registration end followed by a registration begin elsewhere
- Workman Securities Corporation to American Investment Servicesleft Oct 12, 2009, registered Jun 11, 2008 (-488 days) · Other
- American Investment Services to Brookstone Capital Management LLCleft Oct 28, 2008, registered Oct 7, 2009 (344 days) · Other
- Investors Capital Advisory to Workman Securities Corporationleft Jan 13, 2006, registered Dec 5, 2006 (326 days) · Other
- Eastern Point Advisors Inc. to Investors Capital Advisoryleft Dec 31, 2004, registered Jan 11, 2005 (11 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address