This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TRANSCE3ND LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Aug 24, 2015

First registration

Feb 2, 2021

Dual registered

yes, broker-dealer

IAPD individual key

6283664

• Occurred

  Jan 18, 2023
  Advisor changed firm

  Stephen C Joseph left Ae Wealth Management, Llc for Transce3Nd Llc (registered 2022-10-17)

  Form ADVobserved 5 days ago
• Occurred

  Aug 1, 2022
  Advisor changed firm

  Stephen C Joseph left Kalos Management for Ae Wealth Management, Llc (registered 2022-07-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3dff4114-cfbf-e022-2bcc-6d0f67cac84e

First observed

Feb 2, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.