RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• T•••••• S•••••••
- Title
- Senior Financial Advisorreportedkfapwg.comfirm site, Sep 15, 2026
- Professional profile
- kfapwg.com/team_member/nick-sullivanreportedkfapwg.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- K•• P•••••• W••••• G••••• L•• independent RIA currentsince Nov 10, 2022 · Cranford, Nj
- F•••• independent RIADec 10, 2020 to Sep 30, 2022 · West Palm Beach, Fl
- P••••••••• P•••••••• L•• formerDec 23, 2016 to Apr 20, 2021 · St. Paul, Mn
- A•• S••• F•••••••• I•• formerJan 4, 2016 to Nov 15, 2016 · Minneapolis, Mn
- V••••••• A•••••••• I••• BD affiliatedAug 12, 2014 to Nov 23, 2015 · Malvern, Pa
- F•••• to K•• P•••••• W••••• G••••• L••left Sep 30, 2022, registered Nov 10, 2022 (41 days) · RIA to RIA
- P••••••••• P•••••••• L•• to F••••left Apr 20, 2021, registered Dec 10, 2020 (-131 days) · RIA to RIA
- A•• S••• F•••••••• I•• to P••••••••• P•••••••• L••left Nov 15, 2016, registered Dec 23, 2016 (38 days) · Other
- V••••••• A•••••••• I••• to A•• S••• F•••••••• I••left Nov 23, 2015, registered Jan 4, 2016 (42 days) · Other
- N••••••• T•••••• S••••••• left Facet for K•• P•••••• W••••• G••••• L•• (registered 2022-11-10)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address