DFX Intelligence

Data Factory

E••• C•••••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)43 years in industry

E••• C•••••••• S••••••••

Advisor at C•••••• C•••••• M••••••••• A•••••••• L••

LISLE, IL | Uniontown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3ec95599-d639-67da-7f3b-aeda8f86c12c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••••• M••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••••• M••••••••• A•••••••• L••	Independent wealth	Feb 15, 2022	n/a	yes	Uniontown, PA\|LISLE, IL	Current employment
A••••••• F•••••••• A•••••••• I•••	Former SEC adviser	May 16, 2017	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F•••••••• A•••••••• I•••	C•••••• C•••••• M••••••••• A•••••••• L••	Dec 31, 2021	Feb 15, 2022	46	Firm change	Other
Q•••••• A•••• M••••••••• I•••	A••••••• F•••••••• A•••••••• I•••	May 26, 2017

Relationships

Registered with (5)

→ C•••••• C•••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ A••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 16, 2017 to Dec 31, 2021factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2009 to May 26, 2017factForm ADV
→ T••••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ec95599-d639-67da-7f3b-aeda8f86c12c
First observed: Apr 16, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.