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RIA / WealthAdvisorCertified Financial Planner20 years in industry

Lauren Ashleigh Rosberg

Advisor at MERCER GLOBAL ADVISORS INC.

DENVER, CO | Schaumburg, IL

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Search this name across graphsid dfx:ria:ebef7a23-f936-0deb-4e7a-ca06c7cc7f01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 31, 2006
First registration: Sep 1, 2006
Dual registered: no
Other names: LAUREN A KOMAREK|LAUREN A KOMAREK|Lauren Ashleigh Komarek-Kucera|LAUREN A KOMAREK-KUCERA|LAUREN KOMAREK-KUCERA|LAUREN KUCERA|LAUREN A KUCERA|LAUREN ASHLEIGH KUCERA
IAPD individual key: 5160379

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Jan 27, 2023	n/a	yes	Schaumburg, IL\|DENVER, CO	Current employment
NADLER FINANCIAL GROUP, INC.	Independent wealth	Sep 5, 2019	Jan 10, 2023	no	DEERFIELD, IL	Previous registration
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	May 18, 2018	Jun 21, 2019	no	LIBERTYVILLE, IL\|DOWNERS GROVE, IL	Previous registration
SOUND INCOME STRATEGIES, LLC	Independent wealth	Jan 19, 2017	Apr 12, 2018	no	Libertyville, IL	Previous registration
CG ADVISORY SERVICES	Independent wealth	Oct 10, 2012	Feb 20, 2017	no	LIBERTYVILLE, IL\|WILLIAMSTON, MI	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Jun 23, 2010	Dec 31, 2012	no	LIBERTYVILLE, IL	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Apr 6, 2009	Dec 31, 2009	no	LIBERTYVILLE, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 21, 2008	Jan 7, 2009	no	OAK BROOK, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 21, 2008	Jan 7, 2009	no	Oak Brook, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 1, 2006	Nov 10, 2008	no	DEER PARK, IL\|NORTHBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NADLER FINANCIAL GROUP, INC.	MERCER GLOBAL ADVISORS INC.	Jan 10, 2023	Jan 27, 2023	17	Firm change	RIA to RIA
HIGHPOINT ADVISOR GROUP, LLC	NADLER FINANCIAL GROUP, INC.	Jun 21, 2019	Sep 5, 2019	76	Firm change	RIA to RIA
SOUND INCOME STRATEGIES, LLC	HIGHPOINT ADVISOR GROUP, LLC	Apr 12, 2018	May 18, 2018	36	Firm change	RIA to RIA
CG ADVISORY SERVICES	SOUND INCOME STRATEGIES, LLC	Feb 20, 2017	Jan 19, 2017	-32	Firm change after gap	Other
AMERICAN INVESTMENT SERVICES	CG ADVISORY SERVICES	Dec 31, 2012	Oct 10, 2012	-82	Firm change after gap	Other
SYNERGY INVESTMENT GROUP, LLC	AMERICAN INVESTMENT SERVICES	Dec 31, 2009	Jun 23, 2010	174	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 7, 2009	Nov 21, 2008	-47	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 7, 2009	Nov 21, 2008	-47	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Nov 10, 2008	Nov 21, 2008	11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110929:173272:MI:2017-02-20	Feb 20, 2017	Jan 19, 2017	WILLIAMSTON, MI	Firm change after gap

Relationships

Registered with (10)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ NADLER FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 5, 2019 to Jan 10, 2023factForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
May 18, 2018 to Jun 21, 2019factForm ADV
→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: previous registration
Jan 19, 2017 to Apr 12, 2018factForm ADV
→ CG ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 10, 2012 to Feb 20, 2017factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 23, 2010 to Dec 31, 2012factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Apr 6, 2009 to Dec 31, 2009factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 21, 2008 to Jan 7, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 21, 2008 to Jan 7, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 1, 2006 to Nov 10, 2008factForm ADV

Dated events

Occurred
Jan 10, 2023
Advisor changed firm
Lauren Ashleigh Rosberg left Nadler Financial Group, Inc. for Mercer Global Advisors Inc. (registered 2023-01-27)
Form ADVobserved 5 days ago