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RIA / WealthAdvisor42 years in industry

MITCHELL LOUIS SPIEHS

Advisor at SPIEHS WEALTH MANAGEMENT, INC.

GRAND ISLAND, NE

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Search this name across graphsid dfx:ria:7392de0e-65a3-08b2-7eca-00dee1413558

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPIEHS WEALTH MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 19, 1996
First registration: Jul 20, 2009
Dual registered: no
IAPD individual key: 2718183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPIEHS WEALTH MANAGEMENT, INC.	State registered	Oct 5, 2023	n/a	yes	GRAND ISLAND, NE	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 18, 2019	Aug 29, 2023	no	Grand Island, NE\|Grand Island, NE	Previous registration
GRADIENT ADVISORS, LLC	Independent wealth	Jan 18, 2012	Oct 18, 2019	no	GRAND ISLAND, NE\|ARDEN HILLS, MN	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Feb 16, 2011	Jan 9, 2012	no	GRAND RAPIDS, NE	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Jul 20, 2009	Dec 31, 2009	no	GRAND ISLAND, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	SPIEHS WEALTH MANAGEMENT, INC.	Aug 29, 2023	Oct 5, 2023	37	Firm change	Ibd to state RIA
GRADIENT ADVISORS, LLC	AE WEALTH MANAGEMENT, LLC	Oct 18, 2019	Oct 18, 2019	0	Firm change	RIA to RIA
AMERICAN INVESTMENT SERVICES	GRADIENT ADVISORS, LLC	Jan 9, 2012	Jan 18, 2012	9	Firm change	Other
SYNERGY INVESTMENT GROUP, LLC	AMERICAN INVESTMENT SERVICES	Dec 31, 2009	Feb 16, 2011	412	Firm change after gap	Other

Relationships

Registered with (5)

→ SPIEHS WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 5, 2023 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2019 to Aug 29, 2023factForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 18, 2012 to Oct 18, 2019factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Feb 16, 2011 to Jan 9, 2012factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jul 20, 2009 to Dec 31, 2009factForm ADV

Dated events

Occurred
Aug 29, 2023
Advisor changed firm
Mitchell Louis Spiehs left Ae Wealth Management, Llc for Spiehs Wealth Management, Inc. (registered 2023-10-05)
Form ADVobserved 5 days ago