DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner13 years in industry

KATHERINE NICOLE PHILLIPS

Advisor at CHILDFREE WEALTH

MOUNT JULIET, TN | Gonzales, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f808fb6-6386-c1ab-ae52-ef4a8235cff1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 22, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHILDFREE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 9, 2018
First registration: Mar 22, 2018
Dual registered: no
IAPD individual key: 6637564

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHILDFREE WEALTH	Independent wealth	Aug 20, 2026	n/a	yes	Gonzales, LA\|MOUNT JULIET, TN	Current employment
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 22, 2025	Mar 6, 2026	no	Covington, LA\|DENVER, CO	Previous registration
Ellevest	Independent wealth	Jun 23, 2023	Apr 21, 2025	no	Chula Vista, CA\|NEW YORK, NY\|Gonzales, LA	Previous registration
PRACTICECFO INVESTMENTS	Mixed wealth	Jun 22, 2022	Jun 8, 2023	no	SAN DIEGO, CA	Previous registration
INVESTMENT ADVISOR GROUP	Independent wealth	Feb 22, 2021	Apr 15, 2022	no	HANCOCK, NY\|CHULA VISTA, CA	Previous registration
THE INVESTMENT ADVISOR ALLIANCE LLC	Former SEC adviser	May 15, 2018	Feb 26, 2021	no	San Diego, CA	Previous registration
BFC PLANNING, INC.	Bd affiliated wealth	Mar 22, 2018	May 14, 2018	no	San Diego, CA\|CEDAR RAPIDS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCER GLOBAL ADVISORS INC.	CHILDFREE WEALTH	Mar 6, 2026	Aug 20, 2026	167	Firm change	RIA to RIA
Ellevest	MERCER GLOBAL ADVISORS INC.	Apr 21, 2025	Apr 22, 2025	1	Firm change	RIA to RIA
PRACTICECFO INVESTMENTS	Ellevest	Jun 8, 2023	Jun 23, 2023	15	Firm change	RIA to RIA
INVESTMENT ADVISOR GROUP	PRACTICECFO INVESTMENTS	Apr 15, 2022	Jun 22, 2022	68	Firm change	RIA to RIA
THE INVESTMENT ADVISOR ALLIANCE LLC	INVESTMENT ADVISOR GROUP	Feb 26, 2021	Feb 22, 2021	-4	Firm change	RIA to new firm
BFC PLANNING, INC.	THE INVESTMENT ADVISOR ALLIANCE LLC	May 14, 2018	May 15, 2018	1	Firm change	Ibd to RIA

Relationships

Registered with (7)

→ CHILDFREE WEALTHRegistered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Apr 22, 2025 to Mar 6, 2026factForm ADV
→ ELLEVESTRegistered adviserregistration: previous registration
Jun 23, 2023 to Apr 21, 2025factForm ADV
→ PRACTICECFO INVESTMENTSRegistered adviserregistration: previous registration
Jun 22, 2022 to Jun 8, 2023factForm ADV
→ INVESTMENT ADVISOR GROUPRegistered adviserregistration: previous registration
Feb 22, 2021 to Apr 15, 2022factForm ADV
→ THE INVESTMENT ADVISOR ALLIANCE LLCRegistered adviserregistration: previous registration
May 15, 2018 to Feb 26, 2021factForm ADV
→ BFC PLANNING, INC.Registered adviserregistration: previous registration
Mar 22, 2018 to May 14, 2018factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Katherine Nicole Phillips left Mercer Global Advisors Inc. for Childfree Wealth (registered 2026-08-20)
Form ADVobserved 6 days ago
Occurred
Apr 21, 2025
Advisor changed firm
Katherine Nicole Phillips left Ellevest for Mercer Global Advisors Inc. (registered 2025-04-22)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2023
Advisor changed firm
Katherine Nicole Phillips left Practicecfo Investments for Ellevest (registered 2023-06-23)
Form ADVobserved 6 days ago
Occurred
Apr 15, 2022
Advisor changed firm
Katherine Nicole Phillips left Investment Advisor Group for Practicecfo Investments (registered 2022-06-22)
Form ADVobserved 6 days ago