DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Katherine Nicole Phillips

Childfree Wealthindependent RIAMount Juliet, Tn IA-onlyIAPD 6637564

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Aug 20, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Associate Planner, Childfree Wealth Specialist®reportedchildfreewealth.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Childfree Wealth independent RIA current
since Aug 20, 2026 · Gonzales, La
Mercer Global Advisors Inc. independent RIA
Apr 22, 2025 to Mar 6, 2026 · Covington, La
Ellevest independent RIA
Jun 23, 2023 to Apr 21, 2025 · Chula Vista, Ca
Practicecfo Investments mixed wealth
Jun 22, 2022 to Jun 8, 2023 · San Diego, Ca
Investment Advisor Group independent RIA
Feb 22, 2021 to Apr 15, 2022 · Hancock, Ny
The Investment Advisor Alliance LLC former
May 15, 2018 to Feb 26, 2021 · San Diego, Ca
Bfc Planning, Inc. BD affiliated
Mar 22, 2018 to May 14, 2018 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Mercer Global Advisors Inc. to Childfree Wealth
left Mar 6, 2026, registered Aug 20, 2026 (167 days) · RIA to RIA
Ellevest to Mercer Global Advisors Inc.
left Apr 21, 2025, registered Apr 22, 2025 (1 days) · RIA to RIA
Practicecfo Investments to Ellevest
left Jun 8, 2023, registered Jun 23, 2023 (15 days) · RIA to RIA
Investment Advisor Group to Practicecfo Investments
left Apr 15, 2022, registered Jun 22, 2022 (68 days) · RIA to RIA
The Investment Advisor Alliance LLC to Investment Advisor Group
left Feb 26, 2021, registered Feb 22, 2021 (-4 days) · RIA to a newly registered adviser
Bfc Planning, Inc. to The Investment Advisor Alliance LLC
left May 14, 2018, registered May 15, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Katherine Nicole Phillips left Mercer Global Advisors Inc. for Childfree Wealth (registered 2026-08-20)
Mar 6, 2026 · Advisor changed firm · fact
Katherine Nicole Phillips left Ellevest for Mercer Global Advisors Inc. (registered 2025-04-22)
Apr 21, 2025 · Advisor changed firm · fact
Katherine Nicole Phillips left Practicecfo Investments for Ellevest (registered 2023-06-23)
Jun 8, 2023 · Advisor changed firm · fact
Katherine Nicole Phillips left Investment Advisor Group for Practicecfo Investments (registered 2022-06-22)
Apr 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address