RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• L• A•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2023 · Ossineke, Mi
- M•••••• BD affiliatedAug 1, 2022 to Jul 14, 2023 · Bloomfield Hills, Mi
- H•••• F•••• W••••• I•• formerFeb 6, 2018 to Oct 14, 2022 · Rogers City, Mi
- M•••••• to L•• F•••••••• L••left Jul 14, 2023, registered Jul 10, 2023 (-4 days) · Affiliated broker-dealer or bank to another
- H•••• F•••• W••••• I•• to M••••••left Oct 14, 2022, registered Aug 1, 2022 (-74 days) · Other · moved with a team
- G••• L• A••••• left Mariner for L•• F•••••••• L•• (registered 2023-07-10)Jul 14, 2023 · Advisor changed firm · fact
- G••• L• A••••• left H•••• F•••• W••••• I•• for Mariner (registered 2022-08-01)Oct 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address