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Advisor at USAA INVESTMENT SERVICES COMPANY
Plano, TX | TAMPA, FL | LEWISVILLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 8, 2018 | n/a | yes | TAMPA, FL|Plano, TX|LEWISVILLE, TX | Current employment |
| USAA FINANCIAL PLANNING SERVICES | Former SEC adviser | Nov 27, 2013 | Jan 8, 2018 | no | ADDISON, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 24, 2012 | Nov 22, 2013 | no | WESTLAKE, TX | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Sep 24, 2012 | no | RICHARDSON, TX|PLANO, TX|SOUTHLAKE, TX | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Aug 7, 2007 | Oct 5, 2009 | no | RICHARDSON, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 26, 2006 | Jul 6, 2007 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA FINANCIAL PLANNING SERVICES | USAA INVESTMENT SERVICES COMPANY | Jan 8, 2018 | Jan 8, 2018 | 0 | Bulk transfer | Other |
| STRATEGIC ADVISERS LLC | USAA FINANCIAL PLANNING SERVICES | Nov 22, 2013 | Nov 27, 2013 | 5 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | STRATEGIC ADVISERS LLC | Sep 24, 2012 | Oct 24, 2012 | 30 | Firm change | Ibd to ibd |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | AMERIPRISE ADVISOR SERVICES, INC. | Jul 6, 2007 | Aug 7, 2007 | 32 | Firm change | Other |