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Registered advisor
E••••• K•• A••••••••
Feed of 09/15/2026
Also filed as E••••• Kim
At current firm
8 y
since Jan 8, 2018
In the industry
20 y
since Jun 23, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Jan 8, 2018 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerNov 27, 2013 to Jan 8, 2018 · Addison, Tx
- S•••••••• A••••••• L•• national BDOct 24, 2012 to Nov 22, 2013 · Westlake, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Sep 24, 2012 · Richardson, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedAug 7, 2007 to Oct 5, 2009 · Richardson, Tx
- A• G• E•••••• • S•••• I••• unclassifiedJun 26, 2006 to Jul 6, 2007 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to U••• F•••••••• P••••••• S•••••••left Nov 22, 2013, registered Nov 27, 2013 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Sep 24, 2012, registered Oct 24, 2012 (30 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to A••••••••• A•••••• S•••••••• I•••left Jul 6, 2007, registered Aug 7, 2007 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address