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RIA / WealthAdvisor31 years in industry

JAMES MICHAEL JIAO

Advisor at INSIGNEO ADVISORY SERVICES, LLC

MIAMI, FL | El Cajon, CA

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Search this name across graphsid dfx:ria:402f9f3a-e3e3-b2c3-0168-73cea20b3b2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 7, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGNEO ADVISORY SERVICES, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: Nov 4, 1994
First registration: Jul 7, 1997
Dual registered: no
IAPD individual key: 2544249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Jan 4, 2023	n/a	yes	El Cajon, CA\|MIAMI, FL	Current employment
UCAP AMERICAS	Mixed wealth	Oct 6, 2020	Dec 31, 2022	no	MIAMI, FL\|El Cajon, CA\|Santee, CA	Previous registration
ADI DASSLER FAMILY OFFICE LLC	Former SEC adviser	Jun 21, 2019	Sep 30, 2020	no	NEW YORK, NY\|El Cajon, CA\|Santee, CA	Previous registration
ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP	Former SEC adviser	Jan 14, 2019	Jun 5, 2019	no	San Diego, CA\|MIAMI, FL	Previous registration
ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP	Former SEC adviser	Nov 17, 2017	Dec 31, 2018	no	SANTEE, CA\|MIAMI, FL	Previous registration
BOLTON GLOBAL ASSET MANAGEMENT	Bd affiliated wealth	Dec 16, 2015	Nov 8, 2017	no	SANTEE, CA\|BOLTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 7, 1997	Apr 27, 2015	no	SANDIEGO, CA\|SAN DIEGO, CA\|SAN FRANCISCO, CA\|MIAMI, FL\|NEWPORT BEACH, CA\|SAN ANTONIO, TX\|TUCSON, AZ\|LOS ANGELES, CA\|SAN DIEGO, CA\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UCAP AMERICAS	INSIGNEO ADVISORY SERVICES, LLC	Dec 31, 2022	Jan 4, 2023	4	Firm change	RIA to RIA
ADI DASSLER FAMILY OFFICE LLC	UCAP AMERICAS	Sep 30, 2020	Oct 6, 2020	6	Channel change	RIA to RIA
ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP	ADI DASSLER FAMILY OFFICE LLC	Jun 5, 2019	Jun 21, 2019	16	Firm change	RIA to new firm
BOLTON GLOBAL ASSET MANAGEMENT	ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP	Nov 8, 2017	Nov 17, 2017	9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BOLTON GLOBAL ASSET MANAGEMENT	Apr 27, 2015	Dec 16, 2015	233	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288134:301044:FL:2019-06-05	Jun 5, 2019	Jun 21, 2019	MIAMI, FL	Firm change

Relationships

Registered with (6)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ UCAP AMERICASRegistered adviserregistration: previous registration
Oct 6, 2020 to Dec 31, 2022factForm ADV
→ ADI DASSLER FAMILY OFFICE LLCRegistered adviserregistration: previous registration
Jun 21, 2019 to Sep 30, 2020factForm ADV
→ ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIPRegistered adviserregistration: previous registration
Jan 14, 2019 to Jun 5, 2019factForm ADV
→ BOLTON GLOBAL ASSET MANAGEMENTRegistered adviserregistration: previous registration
Dec 16, 2015 to Nov 8, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 7, 1997 to Apr 27, 2015factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
James Michael Jiao left Ucap Americas for Insigneo Advisory Services, Llc (registered 2023-01-04)
Form ADVobserved 4 days ago