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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

BRANDON LOUIS NGUYEN

Advisor at J.P. MORGAN SECURITIES LLC

DEERFIELD, IL | Schaumburg , IL

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Search this name across graphsid dfx:ria:406a2b74-21b2-6ded-54dc-a2c3ae5d4b0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Dec 2, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 28, 2022
First registration: Dec 2, 2022
Dual registered: yes, broker-dealer
Other names: Brandon Louis Nguyen|Brandon Nguyen|BRANDON L NGUYEN
IAPD individual key: 7474876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 26, 2026	n/a	yes	DEERFIELD, IL\|Schaumburg , IL	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jun 25, 2026	no	PALATINE, IL\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 6, 2024	Mar 31, 2025	no	CHICAGO, IL	Previous registration
M1 ADVISORY	Independent wealth	Apr 18, 2024	Apr 30, 2024	no	Chicago, IL\|CHICAGO, IL	Previous registration
M1 ADVISORY	Independent wealth	Jan 20, 2023	Dec 31, 2023	no	Arlington Heights, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 2, 2022	Jan 10, 2023	no	CHICAGO, IL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Jun 25, 2026	Jun 26, 2026	1	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
M1 ADVISORY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 30, 2024	Jun 6, 2024	37	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	M1 ADVISORY	Jan 10, 2023	Jan 20, 2023	10	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jun 25, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2024 to Mar 31, 2025factForm ADV
→ M1 ADVISORYRegistered adviserregistration: previous registration
Apr 18, 2024 to Apr 30, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 2, 2022 to Jan 10, 2023factForm ADV

Dated events

Occurred
Jun 25, 2026
Advisor changed firm
Brandon Louis Nguyen left Strategic Advisers Llc for J.P. Morgan Securities Llc (registered 2026-06-26)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2024
Advisor changed firm
Brandon Louis Nguyen left M1 Advisory for Fidelity Personal And Workplace Advisors (registered 2024-06-06)
Form ADVobserved 5 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Brandon Louis Nguyen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for M1 Advisory (registered 2023-01-20)
Form ADVobserved 5 days ago