DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Brandon Louis Nguyen

J.P. Morgan Securities LLCwirehouseDeerfield, Il dual registrantIAPD 7474876

Feed of 09/14/2026

Also filed as Brandon Louis Nguyen

At current firm

0 y

since Jun 26, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Jun 26, 2026 · Deerfield, Il
Strategic Advisers LLC national BD
Mar 31, 2025 to Jun 25, 2026 · Palatine, Il
Fidelity Personal And Workplace Advisors former
Jun 6, 2024 to Mar 31, 2025 · Chicago, Il
M1 Advisory independent RIA
Apr 18, 2024 to Apr 30, 2024 · Chicago, Il
M1 Advisory independent RIA
Jan 20, 2023 to Dec 31, 2023 · Arlington Heights, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 2, 2022 to Jan 10, 2023 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Strategic Advisers LLC to J.P. Morgan Securities LLC
left Jun 25, 2026, registered Jun 26, 2026 (1 days) · Affiliated broker-dealer or bank to wirehouse
Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M1 Advisory to Fidelity Personal And Workplace Advisors
left Apr 30, 2024, registered Jun 6, 2024 (37 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to M1 Advisory
left Jan 10, 2023, registered Jan 20, 2023 (10 days) · Other

Signals

Brandon Louis Nguyen left Strategic Advisers Llc for J.P. Morgan Securities Llc (registered 2026-06-26)
Jun 25, 2026 · Advisor changed firm · fact
Brandon Louis Nguyen left M1 Advisory for Fidelity Personal And Workplace Advisors (registered 2024-06-06)
Apr 30, 2024 · Advisor changed firm · fact
Brandon Louis Nguyen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for M1 Advisory (registered 2023-01-20)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address