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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Janet Lynn Hawkins

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Seattle, WA

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Search this name across graphsid dfx:ria:4073f17c-9cad-0944-6007-2f298b40f4c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jan 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 22, 1993
First registration: Jan 14, 2011
Dual registered: yes, broker-dealer
Other names: Janet Lynn Toth|Janet Hawkins|Janet Lynn Hawkins|Janet L Hawkins
IAPD individual key: 2213865

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jan 7, 2026	n/a	yes	Seattle, WA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 9, 2023	Dec 18, 2025	no	Seattle, WA\|Seattle, WA\|Seattle, WA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 14, 2022	Aug 8, 2023	no	Bellevue, WA	Previous registration
MORGAN STANLEY	Wirehouse	Dec 19, 2017	Dec 12, 2022	no	Bellevue, WA\|CASPER, WY\|Spokane, WA\|ANCHORAGE, AK\|Kirkland, WA\|Boise, ID\|Billings, MT\|Sheridan, WY\|Yakima, WA\|BOZEMAN, MT\|Coeur D'Alene, ID\|Kennewick, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Jun 30, 2016	Dec 14, 2017	no	Tacoma, WA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 3, 2014	May 27, 2016	no	Kent, WA\|Auburn, WA\|Covington, WA\|Kent, WA\|Bonney Lake, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 14, 2011	Apr 5, 2011	no	BOSTON, MA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Dec 18, 2025	Jan 7, 2026	20	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 8, 2023	Aug 9, 2023	1	Firm change	Ibd to ibd
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Dec 12, 2022	Dec 14, 2022	2	Firm change	Wirehouse to ibd
KEY INVESTMENT SERVICES LLC	MORGAN STANLEY	Dec 14, 2017	Dec 19, 2017	5	Firm change	Ibd to wirehouse
U.S. BANCORP INVESTMENTS, INC.	KEY INVESTMENT SERVICES LLC	May 27, 2016	Jun 30, 2016	34	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	U.S. BANCORP INVESTMENTS, INC.	Apr 5, 2011	Sep 3, 2014	1,247	Firm change after gap	Other

Relationships

Registered with (7)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 9, 2023 to Dec 18, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 14, 2022 to Aug 8, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 19, 2017 to Dec 12, 2022factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 30, 2016 to Dec 14, 2017factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 3, 2014 to May 27, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 14, 2011 to Apr 5, 2011factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
Janet Lynn Hawkins left Ameriprise Financial Services, Llc for Robert W. Baird & Co. Incorporated (registered 2026-01-07)
Form ADVobserved 6 days ago
Occurred
Aug 8, 2023
Advisor changed firm
Janet Lynn Hawkins left Charles Schwab & Co., Inc. for Ameriprise Financial Services, Llc (registered 2023-08-09)
Form ADVobserved 6 days ago
Occurred
Dec 12, 2022
Advisor changed firm
Janet Lynn Hawkins left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2022-12-14)
Form ADVobserved 6 days ago