DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Janet Lynn Hawkins

Robert W. Baird & Co. Incorporatedmixed wealthSeattle, Wadual registrantIAPD 2213865

Feed of 09/14/2026

Also filed as Janet Lynn Toth

At current firm

0 y

since Jan 7, 2026

In the industry

33 y

since Jul 22, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Robert W. Baird & Co. Incorporated mixed wealth current
since Jan 7, 2026 · Seattle, Wa
Ameriprise Financial Services, LLC national BD
Aug 9, 2023 to Dec 18, 2025 · Seattle, Wa
Charles Schwab & Co., Inc. national BD
Dec 14, 2022 to Aug 8, 2023 · Bellevue, Wa
Morgan Stanley wirehouse
Dec 19, 2017 to Dec 12, 2022 · Bellevue, Wa
Key Investment Services LLC BD affiliated
Jun 30, 2016 to Dec 14, 2017 · Tacoma, Wa
U.S. Bancorp Investments, Inc. former
Sep 3, 2014 to May 27, 2016 · Kent, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 14, 2011 to Apr 5, 2011 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Robert W. Baird & Co. Incorporated
left Dec 18, 2025, registered Jan 7, 2026 (20 days) · Affiliated broker-dealer or bank to independent RIA
Charles Schwab & Co., Inc. to Ameriprise Financial Services, LLC
left Aug 8, 2023, registered Aug 9, 2023 (1 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Charles Schwab & Co., Inc.
left Dec 12, 2022, registered Dec 14, 2022 (2 days) · Wirehouse to affiliated broker-dealer or bank
Key Investment Services LLC to Morgan Stanley
left Dec 14, 2017, registered Dec 19, 2017 (5 days) · Affiliated broker-dealer or bank to wirehouse
U.S. Bancorp Investments, Inc. to Key Investment Services LLC
left May 27, 2016, registered Jun 30, 2016 (34 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to U.S. Bancorp Investments, Inc.
left Apr 5, 2011, registered Sep 3, 2014 (1247 days) · Other

Signals

Janet Lynn Hawkins left Ameriprise Financial Services, Llc for Robert W. Baird & Co. Incorporated (registered 2026-01-07)
Dec 18, 2025 · Advisor changed firm · fact
Janet Lynn Hawkins left Charles Schwab & Co., Inc. for Ameriprise Financial Services, Llc (registered 2023-08-09)
Aug 8, 2023 · Advisor changed firm · fact
Janet Lynn Hawkins left Morgan Stanley for Charles Schwab & Co., Inc. (registered 2022-12-14)
Dec 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address