DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• P•••••••
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• P••••••• | Independent wealth | Aug 26, 2025 | n/a | yes | OMAHA, NE | Current employment |
| O•••• A••••••• S•••••••• L•• | Bd affiliated wealth | Nov 8, 2024 | Apr 2, 2025 | no | SCOTTSDALE, AZ|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• A••••••• S•••••••• L•• | W••••••••• P••••••• | Apr 2, 2025 | Aug 26, 2025 | 146 | Firm change | Ibd to RIA |
| O•••• W•••••• I••• | O•••• A••••••• S•••••••• L•• | Apr 2, 2025 | Nov 8, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:23131:NE:2024-11-08 | Nov 8, 2024 | Jun 14, 2024 | LA VISTA, NE | Firm change after gap |
| 110518:165127:NE:2024-06-14 | Jun 14, 2024 | Sep 12, 2014 | LA VISTA, NE | Firm change after gap |
| O•••• W•••••• I••• | Bd affiliated wealth | Jun 14, 2024 | Apr 2, 2025 | no | SCOTTSDALE, AZ | Previous registration |
| A•••• P•••• A••••••• | Former SEC adviser | Sep 12, 2014 | Nov 8, 2024 | no | LA VISTA, NE|Omaha, NE|La Vista, NE | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 16, 2014 | Jun 14, 2024 | no | LA VISTA, NE|Omaha, NE|La Vista, NE | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jul 23, 2012 | Jan 8, 2014 | no | BOCA RATON, FL|BOYNTON BEACH, FL|OMAHA, NE | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jul 23, 2012 | Jan 8, 2014 | no | Boca Raton, FL|BOYNTON BEACH, FL|OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| -145 |
| Firm change after gap |
| Ibd to ibd |
| A•••• P•••• A••••••• | O•••• W•••••• I••• | Nov 8, 2024 | Jun 14, 2024 | -147 | Channel change | Ibd to ibd |
| S••••••••• A•••••• A•••••••• I••• | A•••• P•••• A••••••• | Jun 14, 2024 | Sep 12, 2014 | -3,563 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jan 8, 2014 | Jul 23, 2012 | -534 | Channel change | Other |
| T• A••••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 8, 2014 | Apr 16, 2014 | 98 | Firm change | Other |