DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Retireright Consulting Group
Wealth manager with institutional or fund businessWest Des Moines, IowaCRD 300925SEC 801-116809websiteIAPD
Legal name Retireright, LLC
Latest filing Mar 27, 2026
First filing on the tape May 17, 2019 · 24 filings
SEC status approved since Jun 17, 2019
RAUM
$561M
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
38%
$213M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$561M as of Mar 27, 2026
Mar 27, 2020$456M then
HNW client RAUM$153M as of Mar 27, 2026
Mar 27, 2020$19.3M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 27, 20200 then
Employees (5.A)5 as of Mar 27, 2026
Mar 27, 20204 then
Private funds: no history
RAUM -15% over the last fiscal year+3.6% a year over threeIARs 0 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $923,242derivedHNW RAUM over HNW clients
- Average account
- $765,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 39%derivedof RAUM
- Institutional
- 62%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +30%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $5.5MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$345M62%
- High-net-worth individuals$153M27%
- Individuals$60.0M11%
- Charitable organizations$2.4M0.4%
- Corporations and businesses$52,0810.0%
- Individual clients
- 289reported
- HNW clients
- 166reported
- Pension plan clients
- 38reported
- Charitable clients
- 5reported
- Accounts
- 733reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.38 fund_share=0.0 institutional_share=0.62 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henry Danforth Kinney | West Des Moines, Ia | Jan 1, 1999 | 36 y | 0 |
| Brian Ray Ormord | Dubuque, Ia | Jan 19, 2005 | 30 y | 0 |
| Dirk Matthew Dixon | West Des Moines, Ia | Sep 5, 2012 | 29 y | 2 |
| Kyle Lippold | Dubuque, Ia | Aug 31, 2022 | 17 y | 3 |
| Timothy Joseph Olejniczak | West Des Moines, Ia | Apr 9, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Timothy Joseph Olejniczak from Edward JonesApr 9, 2025 · Other
- Kyle Lippold from Empower Advisory Group, LLCAug 31, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Dirk Dixon · Managing Membercontrolsince 02/2019 · owns 25% to 50%
- Danforth Henry Kinney · Managing Member & Chief Compliance Officercontrolsince 02/2019 · owns 25% to 50%
- Ray Brian Ormord · Managing Membercontrolsince 02/2019 · owns 25% to 50%
- Francis Conor Delaney · Membercontrolsince 12/2018 · owns 25% to 50% of Glhc, LLC
Entity owners
- Glhc, LLC · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Retireright Insurance, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Des Moines, Ia · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Des Moines, IA2 employees
- Dubuque, IA1 employees
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 27, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $658,685,810 to $561,129,249, advisors 0 to 5, private clients 349 to 455, offices 3 to 3 (2025-04-11 to 2026-03-27)peers: independent wealth managers, $500M to $1B (1,483)
- high institutional concentrationStatic outlier · filing Mar 27, 2026institutional share of RAUM of 62% against a peer median of 2% (1483 comparable advisers, 99.0th percentile, 20.4 robust deviations)peers: independent wealth managers, $500M to $1B (1,483) · 99% percentile
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 22.0% to 39.0% between the annual amendments of 2025-04-11 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 21.0% to 38.0% between the annual amendments of 2025-04-11 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 79.0% to 62.0% between the annual amendments of 2025-04-11 and 2026-03-27peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 562 to 733Sep 9, 2025 to Mar 27, 2026
- Advisory employees · 3 to 5Sep 9, 2025 to Mar 27, 2026
- BD registered reps · 3 to 5Sep 9, 2025 to Mar 27, 2026
- Charity clients · 4 to 5Sep 9, 2025 to Mar 27, 2026
- HNW clients · 127 to 166Sep 9, 2025 to Mar 27, 2026
- Individual clients · 222 to 289Sep 9, 2025 to Mar 27, 2026
- Pension plan clients · 41 to 38Sep 9, 2025 to Mar 27, 2026
- Employees · 4 to 5Sep 9, 2025 to Mar 27, 2026
- Insurance-licensed employees · 0 to 5Sep 9, 2025 to Mar 27, 2026
- State-registered IARs · 0 to 5Sep 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $145M to $221MSep 9, 2025 to Mar 27, 2026
- HNW RAUM · $98.2M to $153MSep 9, 2025 to Mar 27, 2026
- Individual RAUM · $43.1M to $60.0MSep 9, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $514M to $340MSep 9, 2025 to Mar 27, 2026
- Pension RAUM · $514M to $345MSep 9, 2025 to Mar 27, 2026
- RAUM · $659M to $561MSep 9, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Apr 11, 2025 to Sep 9, 2025
- Accounts · 478 to 562Jul 30, 2024 to Apr 11, 2025
- HNW clients · 107 to 127Jul 30, 2024 to Apr 11, 2025
- Individual clients · 194 to 222Jul 30, 2024 to Apr 11, 2025
- Pension plan clients · 43 to 41Jul 30, 2024 to Apr 11, 2025
- Discretionary RAUM · $116M to $145MJul 30, 2024 to Apr 11, 2025
- HNW RAUM · $75.8M to $98.2MJul 30, 2024 to Apr 11, 2025
- Individual RAUM · $36.7M to $43.1MJul 30, 2024 to Apr 11, 2025
- Non-discretionary RAUM · $470M to $514MJul 30, 2024 to Apr 11, 2025
- Pension RAUM · $470M to $514MJul 30, 2024 to Apr 11, 2025
- RAUM · $586M to $659MJul 30, 2024 to Apr 11, 2025
- Accounts · 514 to 478Apr 3, 2023 to Feb 21, 2024
- Charity clients · 0 to 4Apr 3, 2023 to Feb 21, 2024
- Corporate clients · 0 to 2Apr 3, 2023 to Feb 21, 2024
- HNW clients · 100 to 107Apr 3, 2023 to Feb 21, 2024
- Individual clients · 250 to 194Apr 3, 2023 to Feb 21, 2024
- Pension plan clients · 40 to 43Apr 3, 2023 to Feb 21, 2024
- Discretionary RAUM · $112M to $116MApr 3, 2023 to Feb 21, 2024
- HNW RAUM · $48.5M to $75.8MApr 3, 2023 to Feb 21, 2024
- Individual RAUM · $63.1M to $36.7MApr 3, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $393M to $470MApr 3, 2023 to Feb 21, 2024
- Pension RAUM · $393M to $470MApr 3, 2023 to Feb 21, 2024
- RAUM · $505M to $586MApr 3, 2023 to Feb 21, 2024
- Accounts · 446 to 514Dec 4, 2022 to Apr 3, 2023
Signals
6 dated events
- June Denise Brochu (Chief Compliance Officer) no longer on Schedule A of Retireright Consulting Group (listed 2022-11-04, absent 2022-12-04)Dec 4, 2022 · Control person left · inference
- Elizabeth Courtnie Nein (Member) no longer on Schedule A of Retireright Consulting Group (listed 2021-04-15, absent 2022-03-10)Mar 10, 2022 · Control person left · inference
- June Denise Brochu (Chief Compliance Officer) appeared on Schedule A of Retireright Consulting GroupMar 26, 2021 · Control person joined · fact
- Carl Richard Gromis (Chief Compliance Officer) no longer on Schedule A of Retireright Consulting Group (listed 2021-01-12, absent 2021-03-26)Mar 26, 2021 · Control person left · inference
- Retireright Consulting Group reported RAUM $456.1M, up 236% from $135.9M (2019-09-18 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Retireright filed its initial SEC registration (Form ADV)May 17, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- garrett.crown@uretireright.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 515-868-0396reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-379-4015reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- uretireright.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 515-868-0309reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- uretireright.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- uretireright.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026