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Advisor at RETIREMENT PLAN ADVISORS, LLC
CHICAGO, IL | SAINT PETERS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT PLAN ADVISORS, LLC | Mixed wealth | Oct 22, 2020 | n/a | yes | SAINT PETERS, MO|CHICAGO, IL | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 8, 2017 | Oct 5, 2020 | no | SAINT LOUIS, MO | Previous registration |
| Mariner | Bd affiliated wealth | Sep 23, 2016 | Feb 14, 2017 | no | ST. LOUIS, MO | Previous registration |
| MARINER WEALTH ADVISORS | Former SEC adviser | Feb 8, 2016 | Feb 14, 2017 | no | ST. LOUIS, MO | Previous registration |
| VISIONARY WEALTH ADVISORS, LLC | Independent wealth | Apr 21, 2014 | Jan 29, 2016 | no | ST. LOUIS, MO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Aug 8, 2012 | Mar 24, 2014 | no | CHESTERFIELD, MO | Previous registration |
| EDWARD JONES | National bd RIA | Mar 1, 2012 | Apr 11, 2012 | no | Maryland Heights, MO|Maryland Heights, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | RETIREMENT PLAN ADVISORS, LLC | Oct 5, 2020 | Oct 22, 2020 | 17 | Firm change | Ibd to RIA |
| Mariner | PRINCIPAL SECURITIES, INC. | Feb 14, 2017 | Mar 8, 2017 | 22 | Firm change | Other |
| MARINER WEALTH ADVISORS | Mariner | Feb 14, 2017 | Sep 23, 2016 | -144 | Firm change after gap | Other |
| VISIONARY WEALTH ADVISORS, LLC | MARINER WEALTH ADVISORS | Jan 29, 2016 | Feb 8, 2016 | 10 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | VISIONARY WEALTH ADVISORS, LLC | Mar 24, 2014 | Apr 21, 2014 | 28 | Firm change | Other |
| EDWARD JONES | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Apr 11, 2012 | Aug 8, 2012 | 119 | Firm change | Other |