DFX Intelligence

Data Factory

RIA / WealthAdvisor21 years in industry

JON PAUL PATTINSON

Advisor at MAI CAPITAL MANAGEMENT, LLC

Plano, TX | CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41719b30-abc5-c2dd-198f-c1e7f783bbeb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 5, 2010
First registration: May 7, 2010
Dual registered: no
Other names: JP PATTINSON|JON PAUL PATTINSON|JONPAUL PATTINSON
IAPD individual key: 5045935

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 17, 2024	n/a	yes	CLEVELAND, OH\|Plano, TX	Current employment
MERIT FINANCIAL ADVISORS	Bd affiliated wealth	Oct 31, 2017	Aug 29, 2024	no	FRISCO, TX\|ALPHARETTA, GA\|FRISCO, TX	Previous registration
LIFESTYLE PLANNING SOLUTIONS, LLC	Former SEC adviser	Jun 15, 2015	Aug 5, 2019	no	FRISCO, TX	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Feb 28, 2013	Oct 31, 2017	no	FRISCO, TX\|FRISCO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 8, 2012	Feb 25, 2013	no	FRISCO, TX\|SAN DIEGO, CA\|FRISCO, TX\|FRISCO, TX	Previous registration
COMMERCE WEALTH ADVISERS, LLC	Former SEC adviser	May 7, 2010	May 8, 2012	no	n/a	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERIT FINANCIAL ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Aug 29, 2024	Sep 17, 2024	19	Firm change	RIA to RIA
LIFESTYLE PLANNING SOLUTIONS, LLC	MERIT FINANCIAL ADVISORS	Aug 5, 2019	Oct 31, 2017	-643	Firm change after gap	RIA to RIA
STRATOS WEALTH PARTNERS, LTD	LIFESTYLE PLANNING SOLUTIONS, LLC	Oct 31, 2017	Jun 15, 2015	-869	Firm change after gap	Other
LPL FINANCIAL LLC	STRATOS WEALTH PARTNERS, LTD	Feb 25, 2013	Feb 28, 2013	3	Firm change	Other
COMMERCE WEALTH ADVISERS, LLC	LPL FINANCIAL LLC	May 8, 2012	May 8, 2012	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164456:142457:TX:2019-08-05	Aug 5, 2019	Oct 31, 2017	FRISCO, TX	Firm change after gap
153184:164456:TX:2017-10-31	Oct 31, 2017	Jun 15, 2015	FRISCO, TX	Firm change after gap

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ MERIT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2017 to Aug 29, 2024factForm ADV
→ LIFESTYLE PLANNING SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 15, 2015 to Aug 5, 2019factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Feb 28, 2013 to Oct 31, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 8, 2012 to Feb 25, 2013factForm ADV
→ COMMERCE WEALTH ADVISERS, LLCRegistered adviserregistration: previous registration
May 7, 2010 to May 8, 2012factForm ADV

Dated events

Occurred
Aug 29, 2024
Advisor changed firm
Jon Paul Pattinson left Merit Financial Advisors for Mai Capital Management, Llc (registered 2024-09-17)
Form ADVobserved 5 days ago