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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Francis Kulak

Advisor at MOORS & CABOT, INC

PHOENIX, AZ | Andover, MN

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Search this name across graphsid dfx:ria:419e5a0b-7a5a-88b0-dde6-df088d16a1af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MOORS & CABOT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 3, 2017
First registration: Mar 5, 2007
Dual registered: yes, broker-dealer
Other names: FRANCIS PETER KULAK|FRANK KULAK|FRANCIS KULAK
IAPD individual key: 1494709

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MOORS & CABOT, INC	Bd affiliated wealth	Aug 1, 2023	n/a	yes	PHOENIX, AZ\|Andover, MN	Current employment
FBL WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 1, 2020	Aug 7, 2023	no	West Des Moines, IA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Feb 7, 2017	Sep 4, 2020	no	RAMSEY, MN\|BLAINE, MN\|SPOONER, WI\|MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jun 13, 2013	no	BOSTON, MA\|BOSTON, MA\|BOSTON, MA\|NEW YORK, NY	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 5, 2007	Oct 23, 2009	no	BOSTON, MA\|BOSTON, MA\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FBL WEALTH MANAGEMENT, LLC	MOORS & CABOT, INC	Aug 7, 2023	Aug 1, 2023	-6	Firm change	Ibd to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	FBL WEALTH MANAGEMENT, LLC	Sep 4, 2020	Oct 1, 2020	27	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jun 13, 2013	Feb 7, 2017	1,335	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MOORS & CABOT, INCRegistered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ FBL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 1, 2020 to Aug 7, 2023factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Feb 7, 2017 to Sep 4, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jun 13, 2013factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 5, 2007 to Oct 23, 2009factForm ADV

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
Francis Kulak left Fbl Wealth Management, Llc for Moors & Cabot, Inc (registered 2023-08-01)
Form ADVobserved 5 days ago