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Advisor at CARROLL ADVISORY GROUP
TEXARKANA, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARROLL ADVISORY GROUP | Independent wealth | Mar 28, 2025 | n/a | yes | TEXARKANA, TX | Current employment |
| STRATEGIC FINANCIAL CONCEPTS, LLC | Independent wealth | Feb 7, 2025 | Dec 2, 2025 | no | Texarkana, TX | Previous registration |
| ALLEGHENY FINANCIAL GROUP | Independent wealth | Feb 15, 2022 | Dec 20, 2024 | no | PITTSBURGH, PA | Previous registration |
| ALLEGHENY INVESTMENTS | Independent wealth | Feb 15, 2022 | Dec 20, 2024 | no | PITTSBURGH, PA|PITTSBURGH, PA|McMurray, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 27, 2020 | Jan 24, 2022 | no | NEW YORK, NY|SEWICKLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC FINANCIAL CONCEPTS, LLC | CARROLL ADVISORY GROUP | Dec 2, 2025 | Mar 28, 2025 | -249 | Firm change after gap | RIA to new firm |
| ALLEGHENY FINANCIAL GROUP | STRATEGIC FINANCIAL CONCEPTS, LLC | Dec 20, 2024 | Feb 7, 2025 | 49 | Firm change | Ibd to RIA |
| ALLEGHENY INVESTMENTS | ALLEGHENY FINANCIAL GROUP | Dec 20, 2024 | Feb 15, 2022 | -1,039 | Bulk transfer | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ALLEGHENY INVESTMENTS | Jan 24, 2022 | Feb 15, 2022 | 22 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141849:334565:TX:2025-12-02 | Dec 2, 2025 | Mar 28, 2025 | TEXARKANA, TX | Firm change after gap |