RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- Title
- Financial Advisorreportedcarrolladvisory.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- C•••••• A••••••• G•••• independent RIA currentsince Mar 28, 2025 · Texarkana, Tx
- S•••••••• F•••••••• C•••••••• L•• independent RIAFeb 7, 2025 to Dec 2, 2025 · Texarkana, Tx
- A•••••••• F•••••••• G•••• independent RIAFeb 15, 2022 to Dec 20, 2024 · Pittsburgh, Pa
- A•••••••• I••••••••• independent RIAFeb 15, 2022 to Dec 20, 2024 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 27, 2020 to Jan 24, 2022 · New York, Ny
- S•••••••• F•••••••• C•••••••• L•• to C•••••• A••••••• G••••left Dec 2, 2025, registered Mar 28, 2025 (-249 days) · RIA to a newly registered adviser · moved with a team
- A•••••••• F•••••••• G•••• to S•••••••• F•••••••• C•••••••• L••left Dec 20, 2024, registered Feb 7, 2025 (49 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••••• I••••••••• to A•••••••• F•••••••• G••••left Dec 20, 2024, registered Feb 15, 2022 (-1039 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••••• I•••••••••left Jan 24, 2022, registered Feb 15, 2022 (22 days) · Wirehouse to independent RIA
- N•••••••• R••• D••••••••• left S•••••••• F•••••••• C•••••••• L•• for C•••••• A••••••• G•••• (registered 2025-03-28)Dec 2, 2025 · Advisor changed firm · fact
- N•••••••• R••• D••••••••• left A•••••••• F•••••••• G•••• for S•••••••• F•••••••• C•••••••• L•• (registered 2025-02-07)Dec 20, 2024 · Advisor changed firm · fact
- N•••••••• R••• D••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A•••••••• I••••••••• (registered 2022-02-15)Jan 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address