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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ROBERT MURRAY JOHN VAN ALLEN

Advisor at CETERA INVESTMENT ADVISERS LLC

RENTON, WA

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Search this name across graphsid dfx:ria:4251218b-ee15-cb0b-1d78-c5d4096a2b4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 31, 1998
First registration: May 6, 2014
Dual registered: yes, broker-dealer
Other names: BOB VANALLEN|BOBBY VANALLEN|ROBERT MURRAY JOHN VANALLEN|ROBERT JOHN VANALLEN|ROBERT JOHN VAN ALLEN
IAPD individual key: 3094573

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 6, 2025	n/a	yes	RENTON, WA	Current employment
PFG ADVISORS	Independent wealth	Nov 28, 2023	Dec 13, 2024	no	Tempe, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Sep 11, 2023	no	TEMPE, AZ	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 10, 2019	Jul 19, 2023	no	TEMPE, AZ\|OMAHA, NE	Previous registration
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	May 6, 2014	Oct 2, 2019	no	NEW YORK, NY\|SCOTTSDALE, AZ\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	CETERA INVESTMENT ADVISERS LLC	Dec 13, 2024	Jan 6, 2025	24	Firm change	RIA to ibd
LPL FINANCIAL LLC	PFG ADVISORS	Sep 11, 2023	Nov 28, 2023	78	Firm change	Ibd to RIA
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
VOYA INVESTMENT MANAGEMENT CO. LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Oct 2, 2019	Oct 10, 2019	8	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Nov 28, 2023 to Dec 13, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Sep 11, 2023factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 10, 2019 to Jul 19, 2023factForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
May 6, 2014 to Oct 2, 2019factForm ADV

Dated events

Occurred
Dec 13, 2024
Advisor changed firm
Robert Murray John Van Allen left Pfg Advisors for Cetera Investment Advisers Llc (registered 2025-01-06)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Robert Murray John Van Allen left Lpl Financial Llc for Pfg Advisors (registered 2023-11-28)
Form ADVobserved 5 days ago