DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Murray John Van Allen

Cetera Investment Advisers LLCBD affiliatedRenton, Wadual registrantIAPD 3094573

Feed of 09/14/2026

Also filed as Bob Vanallen

At current firm

1 y

since Jan 6, 2025

In the industry

28 y

since Jul 31, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jan 6, 2025 · Renton, Wa
Pfg Advisors independent RIA
Nov 28, 2023 to Dec 13, 2024 · Tempe, Az
LPL Financial LLC BD affiliated
Jul 19, 2023 to Sep 11, 2023 · Tempe, Az
Bancwest Investment Services, Inc. (Bwis) former
Oct 10, 2019 to Jul 19, 2023 · Tempe, Az
Voya Investment Management Co. LLC asset manager
May 6, 2014 to Oct 2, 2019 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Pfg Advisors to Cetera Investment Advisers LLC
left Dec 13, 2024, registered Jan 6, 2025 (24 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Pfg Advisors
left Sep 11, 2023, registered Nov 28, 2023 (78 days) · Affiliated broker-dealer or bank to independent RIA
Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
Voya Investment Management Co. LLC to Bancwest Investment Services, Inc. (Bwis)
left Oct 2, 2019, registered Oct 10, 2019 (8 days) · Other

Signals

Robert Murray John Van Allen left Pfg Advisors for Cetera Investment Advisers Llc (registered 2025-01-06)
Dec 13, 2024 · Advisor changed firm · fact
Robert Murray John Van Allen left Lpl Financial Llc for Pfg Advisors (registered 2023-11-28)
Sep 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address