DFX Intelligence

K•••••• R•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

K•••••• R•••••• S••••

Advisor at C•••••• F•••••••• A•••••••• L••

WEST CHESTER, PA

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Search this name across graphsid dfx:ria:42814ea3-1367-933a-485e-845a21f22e26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Oct 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• A•••••••• L••	State registered	Nov 25, 2003	n/a	yes	WEST CHESTER, PA	Current employment
A•••• I••••••••• G••••	Independent wealth	Jul 26, 2022	Jun 15, 2026	no	WAYNE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••	E••••••• C•••••• L••	Jun 15, 2026	Mar 6, 2019	-2,658	Firm change after gap	Other
A•••• I••••••••• G••••	n/a	Jun 15, 2026	n/a	n/a

Team moves

••• Locked

Team	Left	Joined	From	Kind
300640:317077:PR:2022-12-31	Dec 31, 2022	Jul 26, 2022	SAN JUAN, PR	Firm change after gap

Relationships

Registered with (9)

→ C•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 25, 2003 to presentfactForm ADV
→ A•••• C••••••Registered adviserregistration: previous registration
Apr 2, 2018 to Jun 15, 2026factForm ADV
→ A•••• I••••••••• G••••Registered adviserregistration: previous registration
Jul 26, 2022 to Jun 15, 2026factForm ADV
→ C•••• • C•••••• F•••••••• M••••••••• L••

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
K•••••• R•••••• S•••• left A•••• C•••••• for E••••••• C•••••• L•• (registered 2019-03-06)
Form ADVobserved 7 days ago
Occurred
Jun 15, 2026
Advisor departed, no destination yet
K•••••• R•••••• S•••• no longer registered at A•••• I••••••••• G••••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Jan 11, 2023
Advisor changed firm
K•••••• R•••••• S•••• left C•••• • C•••••• F•••••••• M••••••••• L•• for A•••• C•••••• (registered 2018-04-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42814ea3-1367-933a-485e-845a21f22e26
First observed: Oct 22, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.