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CRD 300640
SAN JUAN, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOSEPH GLADUE | Chartered Financial Analyst | SAN JUAN, PR | 1 | 22 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| AMERICAN HOME OPPORTUNITY MORTGAGE FUND LP | Other Private Fund | $18.6M | Mar 12, 2024 | 5 | Oct 7, 2021 | reported | 021-388558 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CALFO, LEE, ALBERT | CHIEF EXECUTIVE OFFICER | C | yes | 01/2019 | Feb 4, 2019 | Mar 12, 2024 |
| GLADUE, JOSEPH | CHIEF OPERATING OFFICER | D | yes | 01/2019 | Feb 4, 2019 | Mar 12, 2024 |
| MULQUEEN, JOHN, FRANCIS | BUSINESS DEVELOPMENT | Na | no | 01/2019 | Feb 4, 2019 | Mar 12, 2024 |
| VAN HORN, KAREN, M. | CHIEF COMPLIANCE OFFICER | Na | no | 02/2024 | Mar 12, 2024 | Mar 12, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ALDEN CAPITAL MANAGEMENT INC. | n/a | Independent wealth | $1.5B | Y | yes | n/a |
| J. ALDEN ASSOCIATES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $39.5M | $39.5M | 4 | 2 | 0 | 1 | n/a |
| 2024 | Mar 18, 2025 | $49.4M | $49.4M | 4 | 2 | 0 | 1 | n/a |
| 2023 | Mar 12, 2024 | $61.2M | $61.2M | 4 | 2 | 0 | 1 | $18.6M |
| 2022 | Mar 13, 2023 | $66.4M | $66.4M | 5 | 2 | 0 | 1 | $17.5M |
| 2021 | Mar 4, 2022 | $82.2M | $82.2M | 5 | 2 | 0 | 1 | $26.4M |
| 2020 | Mar 17, 2021 | $42.3M | $42.3M | 5 | 2 | 0 | n/a | n/a |
| 2019 | Mar 12, 2020 | $45.0M | $45.0M | 5 | 2 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $39.5M | $49.4M | -20.0% | $66.4M | -15.9% | 4 | 4 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ALDEN INVESTMENT GROUP | 2 | Dec 31, 2022 | Jul 26, 2022 | SAN JUAN, PR | Team lift out | Other | 50.0% |